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Registered advisor
A•••••••• L••• H•••••
Feed of 09/15/2026
Also filed as A•••••••• L••• H••••• Jr
At current firm
5 y
since May 3, 2021
In the industry
13 y
since Dec 7, 2012 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince May 3, 2021 · San Diego, Ca
- A••••••••• F•••••••• S•••••••• L•• national BDJul 28, 2017 to Apr 23, 2021 · Macon, Ga
- I••••• F•••••••• C••••••••• formerJul 29, 2014 to Aug 3, 2017 · Quincy, Fl
- M••••• S•••••• wirehouseApr 3, 2013 to Apr 1, 2014 · Macon, Ga
Moves
a registration end followed by a registration begin elsewhere
- A••••••••• F•••••••• S•••••••• L•• to L•• F•••••••• L••left Apr 23, 2021, registered May 3, 2021 (10 days) · Affiliated broker-dealer or bank to another
- I••••• F•••••••• C••••••••• to A••••••••• F•••••••• S•••••••• L••left Aug 3, 2017, registered Jul 28, 2017 (-6 days) · Other
- M••••• S•••••• to I••••• F•••••••• C•••••••••left Apr 1, 2014, registered Jul 29, 2014 (119 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address