DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Stonebridge Financial Group, LLC

Independent wealth managerWormleysburg, PennsylvaniaCRD 327529SEC 801-129034websiteIAPD
Latest filing Jul 31, 2026
First filing on the tape Oct 9, 2023 · 23 filings
SEC status approved since Nov 8, 2023
RAUM
$2.3B
reported, Item 5.F
Discretionary
93%
of RAUM
Private clients
72%
$1.6B individuals and HNW
Advisors
25
registered through the firm on IAPD
RAUM per advisor
$91.1M
derived; firm RAUM over IAPD count
Employees
29
21 advisory (5.B.1)
Offices
4
beyond the principal office
Private funds
0
reported on Schedule D
History
23 filings and snapshots on the tape
RAUM$2.3B as of Jul 31, 2026
Mar 11, 2024$1.6B then
HNW client RAUM$1.3B as of Jul 31, 2026
Mar 11, 2024$873M then
State-registered IARs (5.B.3)21 as of Jul 31, 2026
Mar 11, 202413 then
Employees (5.A)29 as of Jul 31, 2026
Mar 11, 202426 then
Private funds: no history
RAUM +24% over the last fiscal yearIARs 21 to 21offices 2 to 4
Practice profile
derived from the filing of Jul 31, 2026; every figure names its basis
Archetypes, each a printed rule
  • HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
  • Planning-led practice · financial planning activity (5.G.1), at least 100 financial planning clients (5.H), and hourly, fixed or subscription compensation (5.E)
  • Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
  • Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
RAUM per advisor
$91.1MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
51derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$3.3MderivedHNW RAUM over HNW clients
Average account
$500,631derivedRAUM over accounts (5.F.2.f)
Discretionary
93%derivedof RAUM
Institutional
28%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.2derivedItem 5.A over advisors
Advisors per office
5.0derived5 offices incl. principal (1.F.5)
RAUM growth, one year
+24%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
+12%derived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consultingreportedItem 5.G
Financial planning clients
1,000reportedItem 5.H
Wrap fee program
$178MreportedItem 5.I
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • is an insurance broker or agent (6.A.6)
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$1.3B56%
  • Pension and profit-sharing plans$570M25%
  • Individuals$343M15%
  • State and municipal entities$49.5M2.2%
  • Charitable organizations$19.2M0.8%
  • Corporations and businesses$9.0M0.4%
Individual clients
896reported
HNW clients
391reported
Pension plan clients
156reported
Charitable clients
7reported
Accounts
4,548reported
Financial planning clients
1,000reported
Wrap fee programs
$0 sponsored, $0 managedreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
private_client_share=0.72 fund_share=0.0 institutional_share=0.28 related_bd=false related_bank=false bd_reps=19.0derived
Advisors registered through the firm
25 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
Nicole TyminskiLancaster, Pa Jan 2, 202415 y1
Jeffrey Ryan KlineWormleysburg, PaJan 2, 202419 y3
Robert Benjamin SeidenWormleysburg, PaJan 2, 202415 y5
Lindsay GriesemerWormleysburg, PaJan 2, 202412 y3
Cody GehmanWormleysburg, PaJan 2, 202411 y3
Daniel Scott McgarveyWormleysburg, PaJan 2, 202416 y1
Charles Joseph LaportaWormleysburg, PaJan 2, 202416 y1
Lonn Eric LeboWormleysburg, PaFeb 1, 202410 y3
Jeremy T RiversCertified Financial PlannerWormleysburg, PaFeb 1, 202412 y5
Bradley Joel SandersCertified Financial PlannerWormleysburg, PaFeb 1, 202419 y4
Jonathan Scott FreemanCertified Financial Planner, Chartered Financial AnalystWormleysburg, PaFeb 1, 202428 y3
Brian Douglas MccarverCertified Financial PlannerWormleysburg, PaFeb 1, 202428 y3
Parker Maxwell MarshWormleysburg, Pa Feb 4, 202410 y4
Shari Lee DietzWormleysburg, PaFeb 4, 202427 y3
Todd Felix BogdaLancaster, Pa Feb 4, 202427 y2
Kristopher Joseph KorziCertified Financial PlannerWormleysburg, PaFeb 5, 202411 y2
Daniel NewellWormleysburg, PaJul 11, 202414 y0
Aedan Michael WilkinsonWormleysburg, PaAug 26, 202412 y0
Carly Ann HopkinsWormleysburg, PaSep 16, 202410 y0
Jacob Barrett FreyCertified Financial PlannerWormleysburg, Pa Mar 10, 202512 y3
Noah Christopher LeftridgeYork, Pa Oct 14, 202512 y1
Samantha Lynn ZimmermanLancaster, Pa Jan 14, 202615 y2
Jacob KeeportsWormleysburg, PaFeb 3, 202610 y0
Nathan Randolph BaileyCertified Financial PlannerWormleysburg, Pa Jun 3, 202610 y4
Isabel Catherine GleasonWormleysburg, Pa Jun 11, 202610 y1
Advisor movement
2 left, 4 joined in 12 months
net +2 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 8.0% of current headcount2 left over 36 months
Left, latest
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
    Teams outTeams in
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • Scott Jonathan Freeman · Managing Partnercontrol
      since 11/2023 · owns 25% to 50%
    • Cody Gehman · Ccocontrol
      since 11/2023 · owns 5% to 10%
    • Douglas Brian Mccarver · Managing Partnercontrol
      since 11/2023 · owns 25% to 50%
    • Ryan Jeffrey Kline · Partner - Corporate Retirement Plan Services
      since 11/2023 · owns 5% to 10%
    • Joseph Kristopher Korzi · Partner - Portfolio Management
      since 11/2023 · owns 5% to 10%
    • Joel Bradley Sanders · Partner - Personal Wealth Management
      since 11/2023 · owns 5% to 10%
    Related persons
    Schedule D 7.A
    No related person reported.
    Office movement
    IAPD branch city; joins and departures in 12 months
    OfficeAdvisorsJoinedLeftTeams outForming
    Wormleysburg, Pa · principal2552
    Lancaster, Pa520
    York, Pa320
    Offices
    Schedule D 1.F, the 25 largest
    • Lancaster, PA4 employees
    • , 1 employees
    What changed
    consecutive filings, newest first
    • Accounts · 4,021 to 4,548
      Jan 16, 2026 to Mar 27, 2026
    • Advisory employees · 20 to 21
      Jan 16, 2026 to Mar 27, 2026
    • Advisory activities · 3 to 4
      Jan 16, 2026 to Mar 27, 2026
    • BD registered reps · 18 to 19
      Jan 16, 2026 to Mar 27, 2026
    • Charity clients · 2 to 7
      Jan 16, 2026 to Mar 27, 2026
    • HNW clients · 332 to 391
      Jan 16, 2026 to Mar 27, 2026
    • Individual clients · 820 to 896
      Jan 16, 2026 to Mar 27, 2026
    • Pension plan clients · 138 to 156
      Jan 16, 2026 to Mar 27, 2026
    • Employees · 26 to 29
      Jan 16, 2026 to Mar 27, 2026
    • Insurance-licensed employees · 2 to 0
      Jan 16, 2026 to Mar 27, 2026
    • Discretionary RAUM · $1.7B to $2.1B
      Jan 16, 2026 to Mar 27, 2026
    • HNW RAUM · $1.0B to $1.3B
      Jan 16, 2026 to Mar 27, 2026
    • Individual RAUM · $290M to $343M
      Jan 16, 2026 to Mar 27, 2026
    • Non-discretionary RAUM · $142M to $161M
      Jan 16, 2026 to Mar 27, 2026
    • Pension RAUM · $424M to $570M
      Jan 16, 2026 to Mar 27, 2026
    • RAUM · $1.8B to $2.3B
      Jan 16, 2026 to Mar 27, 2026
    • Other offices · 3 to 4
      Aug 1, 2025 to Nov 11, 2025
    • Other offices · 2 to 3
      May 6, 2025 to Aug 1, 2025
    • Financial planning clients · More than 500 to More than 500
      Mar 20, 2025 to May 6, 2025
    • Non-discretionary RAUM · $104M to $142M
      Nov 13, 2024 to Mar 20, 2025
    • Pension RAUM · $381M to $424M
      Nov 13, 2024 to Mar 20, 2025
    • RAUM · $1.6B to $1.8B
      Nov 13, 2024 to Mar 20, 2025
    • Related adviser · false to true
      Nov 13, 2024 to Mar 20, 2025
    • Accounts · 3,697 to 4,021
      Nov 13, 2024 to Mar 20, 2025
    • Advisory employees · 17 to 20
      Nov 13, 2024 to Mar 20, 2025
    • BD registered reps · 15 to 18
      Nov 13, 2024 to Mar 20, 2025
    • Charity clients · 5 to 2
      Nov 13, 2024 to Mar 20, 2025
    • HNW clients · 292 to 332
      Nov 13, 2024 to Mar 20, 2025
    • Individual clients · 785 to 820
      Nov 13, 2024 to Mar 20, 2025
    • Pension plan clients · 128 to 138
      Nov 13, 2024 to Mar 20, 2025
    • Assets in custody · 306161163.0 to unset
      Nov 13, 2024 to Mar 20, 2025
    • Custody of client assets · true to false
      Nov 13, 2024 to Mar 20, 2025
    • Insurance-licensed employees · 1 to 2
      Nov 13, 2024 to Mar 20, 2025
    • Financial planning clients · 1-10 to More than 500
      Nov 13, 2024 to Mar 20, 2025
    • State-registered IARs · 17 to 21
      Nov 13, 2024 to Mar 20, 2025
    • Discretionary RAUM · $1.5B to $1.7B
      Nov 13, 2024 to Mar 20, 2025
    • HNW RAUM · $873M to $1.0B
      Nov 13, 2024 to Mar 20, 2025
    • Individual RAUM · $271M to $290M
      Nov 13, 2024 to Mar 20, 2025
    • Insurance-licensed employees · 0 to 1
      Oct 22, 2024 to Nov 13, 2024
    • Advisory employees · 13 to 17
      Apr 17, 2024 to May 28, 2024
    Signals
    6 dated events
    • Sarah Lauren White left Stonebridge Financial Group, Llc for Lpl Financial Llc (registered 2026-08-18)
      May 18, 2026 · Advisor changed firm · fact
    • Dan Benjamin Barker left Stonebridge Financial Group, Llc for Veridos Capital Llc (registered 2026-03-24)
      Dec 31, 2025 · Advisor changed firm · fact
    • 10 advisors left Osaic Advisory Services, LLC (Atlanta, GA) for Stonebridge Financial Group, LLC within 3 days
      Feb 2, 2024 · Team lift-out · derived
    • 2 advisors left Osaic Advisory Services, LLC (Wormleysburg, PA) for Stonebridge Financial Group, LLC on the same day
      Feb 2, 2024 · Team lift-out · derived
    • 5 advisors left Osaic Advisory Services, LLC (Atlanta, GA) for Stonebridge Financial Group, LLC on the same day
      Dec 31, 2023 · Team lift-out · derived
    • Stonebridge Financial Group, Llc filed its initial SEC registration (Form ADV)
      Oct 9, 2023 · First SEC registration · fact
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    How to reach
    public business contact points only, each with its source
    Business email
    info@stonebridgefg.comreportedpublished by the firm, firm site, Sep 15, 2026
    Business phone
    717-761-6127reportedpublished by the firm, firm site, Sep 15, 2026
    Business phone
    855-366-9776reportedpublished by the firm, firm site, Sep 15, 2026
    Firm profile
    LINKEDIN.COM/COMPANY/STONEBRIDGE-FINANCIAL-GROUP-LLCreportedpublic record, Form ADV, Sep 17, 2026
    Firm profile
    linkedin.com/company/whitecliff-wealth-managementreportedpublic record, Form ADV, Sep 17, 2026
    Website
    STONEBRIDGEFG.COMreportedpublic record, Form ADV, Sep 17, 2026
    Principal office phone
    717-736-7007reportedpublic record, Form ADV, Jul 31, 2026
    Team page
    stonebridgefg.com/peoplereportedpublished by the firm, firm site, Sep 15, 2026
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Independent wealth managerderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    $91.1Mderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026