DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Naveed Lalani

Raymond James & Associates, Inc.national BDSt. Petersburg, Fl dual registrantIAPD 6069775

Feed of 09/15/2026

Also filed as Naveed Lalani

At current firm

0 y

since Sep 3, 2026

In the industry

14 y

since Jul 11, 2012 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Raymond James & Associates, Inc. national BD current
since Sep 3, 2026 · St. Petersburg, Fl
UBS Financial Services Inc. wirehouse
Oct 2, 2020 to Jul 15, 2026 · Lawrenceville, Ga
Cambridge Investment Research Advisors, Inc. BD affiliated
Oct 29, 2018 to Sep 14, 2020 · Norcross, Ga
Invesco Advisers, Inc. asset manager
Apr 4, 2018 to Oct 30, 2018 · Atlanta, Ga
Cambridge Investment Research Advisors, Inc. BD affiliated
Mar 2, 2017 to Mar 26, 2018 · Norcross, Ga

Moves

a registration end followed by a registration begin elsewhere

UBS Financial Services Inc. to Raymond James & Associates, Inc.
left Jul 15, 2026, registered Sep 3, 2026 (50 days) · Wirehouse to affiliated broker-dealer or bank
Cambridge Investment Research Advisors, Inc. to UBS Financial Services Inc.
left Sep 14, 2020, registered Oct 2, 2020 (18 days) · Affiliated broker-dealer or bank to wirehouse
Invesco Advisers, Inc. to Cambridge Investment Research Advisors, Inc.
left Oct 30, 2018, registered Oct 29, 2018 (-1 days) · Other
Cambridge Investment Research Advisors, Inc. to Invesco Advisers, Inc.
left Mar 26, 2018, registered Apr 4, 2018 (9 days) · Other

Signals

Naveed Lalani left Ubs Financial Services Inc. for Raymond James & Associates, Inc. (registered 2026-09-03)
Jul 15, 2026 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 14derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address