DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

K••• R• G••••

G•••• W••••• M•••••••••state registeredSparks, MdIA-onlyIAPD 6071618

Certified Financial Planner

Feed of 09/14/2026

Also filed as K••• R G••••

At current firm

0 y

since Jan 22, 2026

In the industry

14 y

since May 1, 2012 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

G•••• W••••• M••••••••• state registered current
since Jan 22, 2026 · Sparks, Md
R•• F•••••••• P•••••••• L•• independent RIA
Jan 18, 2021 to Jan 22, 2026 · Annapolis, Md
E••••• P•••••••• L•• state registered
Mar 3, 2020 to Jan 8, 2021 · Ormond Beach, Fl
E•••••••• A•••••••• L•• national BD
May 10, 2017 to Mar 10, 2020 · Columbia, Md

Moves

a registration end followed by a registration begin elsewhere

R•• F•••••••• P•••••••• L•• to G•••• W••••• M•••••••••
left Jan 22, 2026, registered Jan 22, 2026 (0 days) · RIA to a state-registered adviser
E••••• P•••••••• L•• to R•• F•••••••• P•••••••• L••
left Jan 8, 2021, registered Jan 18, 2021 (10 days) · Other
E•••••••• A•••••••• L•• to E••••• P•••••••• L••
left Mar 10, 2020, registered Mar 3, 2020 (-7 days) · Affiliated broker-dealer or bank to a state-registered adviser

Signals

K••• R• G•••• left R•• F•••••••• P•••••••• L•• for G•••• W••••• M••••••••• (registered 2026-01-22)
Jan 22, 2026 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 14derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address