DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••• E••••• K•••••

R•• C••••••••• L••state registeredSeven Fields, PaIA-onlyIAPD 6073767

Chartered Financial Consultant

Feed of 09/14/2026

Also filed as J••• E••••• K•••••

At current firm

0 y

since May 15, 2026

In the industry

13 y

since Jul 1, 2013 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

R•• C••••••••• L•• state registered current
since May 15, 2026 · Seven Fields, Pa
K•• I••••••••• S••••••• L•• BD affiliated
Nov 11, 2024 to Aug 13, 2025 · Pittsburgh, Pa
C••••••• S••••••••• I••• BD affiliated
Jan 25, 2023 to Jul 10, 2024 · Conshohocken, Pa
W•• B•••••••• S•••••••• I••• BD affiliated
Oct 8, 2021 to Jan 30, 2023 · Pittsburgh, Pa

Moves

a registration end followed by a registration begin elsewhere

K•• I••••••••• S••••••• L•• to R•• C••••••••• L••
left Aug 13, 2025, registered May 15, 2026 (275 days) · Affiliated broker-dealer or bank to a state-registered adviser
C••••••• S••••••••• I••• to K•• I••••••••• S••••••• L••
left Jul 10, 2024, registered Nov 11, 2024 (124 days) · Affiliated broker-dealer or bank to another
W•• B•••••••• S•••••••• I••• to C••••••• S••••••••• I•••
left Jan 30, 2023, registered Jan 25, 2023 (-5 days) · Affiliated broker-dealer or bank to another

Signals

J••• E••••• K••••• left K•• I••••••••• S••••••• L•• for R•• C••••••••• L•• (registered 2026-05-15)
Aug 13, 2025 · Advisor changed firm · fact
J••• E••••• K••••• left C••••••• S••••••••• I••• for K•• I••••••••• S••••••• L•• (registered 2024-11-11)
Jul 10, 2024 · Advisor changed firm · fact
J••• E••••• K••••• left W•• B•••••••• S•••••••• I••• for C••••••• S••••••••• I••• (registered 2023-01-25)
Jan 30, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 13derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address