DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Lauren Elizabeth Miller
Feed of 09/15/2026
At current firm
1 y
since Oct 29, 2024
In the industry
13 y
since May 1, 2013 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- John Hancock Investment Management LLC asset manager currentsince Oct 29, 2024 · Brookhaven, Ga
- Principal Asset Management otherDec 21, 2021 to Oct 9, 2024 · Brookhaven, Ga
Moves
a registration end followed by a registration begin elsewhere
- Principal Asset Management to John Hancock Investment Management LLCleft Oct 9, 2024, registered Oct 29, 2024 (20 days) · Other
Signals
- Lauren Elizabeth Miller left Principal Asset Management for John Hancock Investment Management Llc (registered 2024-10-29)Oct 9, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address