DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

A•••••• C•••••

C•••••• S••••• • C••• I•••national BDOrlando, Fldual registrantIAPD 6078103

Feed of 09/14/2026

Also filed as Anthony Vincent Caiola

At current firm

1 y

since Mar 17, 2025

In the industry

12 y

since Jun 1, 2014 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C•••••• S••••• • C••• I••• national BD current
since Mar 17, 2025 · Orlando, Fl
S•••••• I••••••••• L•• independent RIA
Jun 6, 2024 to Aug 19, 2024 · St. Louis, Mo
R• I••••••••• S••••••••• L•• asset manager
Apr 5, 2024 to May 28, 2024 · Grand Rapids, Mi
M••••• S•••••• wirehouse
Mar 11, 2022 to Sep 13, 2023 · Purchase, Ny

Moves

a registration end followed by a registration begin elsewhere

S•••••• I••••••••• L•• to C•••••• S••••• • C••• I•••
left Aug 19, 2024, registered Mar 17, 2025 (210 days) · RIA to affiliated broker-dealer or bank
R• I••••••••• S••••••••• L•• to S•••••• I••••••••• L••
left May 28, 2024, registered Jun 6, 2024 (9 days) · RIA to RIA
M••••• S•••••• to R• I••••••••• S••••••••• L••
left Sep 13, 2023, registered Apr 5, 2024 (205 days) · Wirehouse to independent RIA

Signals

A•••••• C••••• left S•••••• I••••••••• L•• for C•••••• S••••• • C••• I••• (registered 2025-03-17)
Aug 19, 2024 · Advisor changed firm · fact
A•••••• C••••• left R• I••••••••• S••••••••• L•• for S•••••• I••••••••• L•• (registered 2024-06-06)
May 28, 2024 · Advisor changed firm · fact
A•••••• C••••• left M••••• S•••••• for R• I••••••••• S••••••••• L•• (registered 2024-04-05)
Sep 13, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 12derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address