DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Clay P Cook

Stonex Advisors Inc.BD affiliatedBirmingham, Al dual registrantIAPD 6080292

Feed of 09/15/2026

Also filed as Clay Penton Cook

At current firm

2 y

since Feb 1, 2024

In the industry

12 y

since Aug 1, 2014 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Stonex Advisors Inc. BD affiliated current
since Feb 1, 2024 · Clanton, Al
Osaic Institutions, Inc. BD affiliated
Jul 21, 2017 to Feb 2, 2024 · Montgomery, Al
Benjamin F. Edwards & Company, Incorporated BD affiliated
Dec 3, 2015 to Jul 20, 2017 · St. Louis, Mo
Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse
Aug 4, 2014 to Nov 17, 2015 · Birmingham, Al

Moves

a registration end followed by a registration begin elsewhere

Osaic Institutions, Inc. to Stonex Advisors Inc.
left Feb 2, 2024, registered Feb 1, 2024 (-1 days) · Affiliated broker-dealer or bank to another
Benjamin F. Edwards & Company, Incorporated to Osaic Institutions, Inc.
left Jul 20, 2017, registered Jul 21, 2017 (1 days) · Other
Merrill Lynch, Pierce, Fenner & Smith Incorporated to Benjamin F. Edwards & Company, Incorporated
left Nov 17, 2015, registered Dec 3, 2015 (16 days) · Other

Signals

Clay P Cook left Osaic Institutions, Inc. for Stonex Advisors Inc. (registered 2024-02-01)
Feb 2, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 12derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address