DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Sharland Baker
Feed of 09/14/2026
Also filed as Sharland Garrison
At current firm
7 y
since Nov 9, 2018
In the industry
14 y
since Jun 1, 2012 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Janney Montgomery Scott LLC BD affiliated currentsince Nov 9, 2018 · Glastonbury, Ct
- RBC Capital Markets, LLC national BDApr 10, 2017 to Nov 20, 2018 · Glastonbury, Ct
- LPL Financial LLC BD affiliatedDec 16, 2014 to Apr 4, 2017 · Wallingford, Ct
Moves
a registration end followed by a registration begin elsewhere
- RBC Capital Markets, LLC to Janney Montgomery Scott LLCleft Nov 20, 2018, registered Nov 9, 2018 (-11 days) · Affiliated broker-dealer or bank to another · moved with a team
- LPL Financial LLC to RBC Capital Markets, LLCleft Apr 4, 2017, registered Apr 10, 2017 (6 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address