J•••• C••••••••• B•••••

• C•••••• S•••• W••••• M••••••••• L•• state registered current
  since Sep 4, 2019 · Baton Rouge, La
• L•• F•••••••• L•• BD affiliated
  Aug 30, 2016 to Sep 18, 2019 · Baton Rouge, La
• C••••• A••••••• L•• former
  Jan 8, 2014 to Aug 30, 2016 · Baton Rouge, La

• L•• F•••••••• L•• to C•••••• S•••• W••••• M••••••••• L••
  left Sep 18, 2019, registered Sep 4, 2019 (-14 days) · Affiliated broker-dealer or bank to a state-registered adviser · moved with a team
• C••••• A••••••• L•• to L•• F•••••••• L••
  left Aug 30, 2016, registered Aug 30, 2016 (0 days) · Other · moved with a team

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

STATE REGISTEREDderived

Years in industry

12derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address