RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
E••• P•••••• S••••••
- C••••••• W••••• A••••••• independent RIA currentsince Jun 9, 2026 · Richmond, Va
- H••• F•••••••• P••••••• state registered currentsince Mar 30, 2023 · Stoneham, Ma
- N••• formerFeb 8, 2021 to Mar 14, 2023 · Boston, Ma
- S••••••• K••••• L•• asset managerJun 14, 2017 to Aug 27, 2020 · Boston, Ma
- A•••• F•••••••• A••••••• S•••••••• I••• independent RIASep 6, 2012 to Apr 5, 2017 · Reston, Va
- N••• to H••• F•••••••• P•••••••left Mar 14, 2023, registered Mar 30, 2023 (16 days) · RIA to a state-registered adviser
- S••••••• K••••• L•• to N•••left Aug 27, 2020, registered Feb 8, 2021 (165 days) · Other
- A•••• F•••••••• A••••••• S•••••••• I••• to S••••••• K••••• L••left Apr 5, 2017, registered Jun 14, 2017 (70 days) · Other
- E••• P•••••• S•••••• left Ndvr for H••• F•••••••• P••••••• (registered 2023-03-30)Mar 14, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address