DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
C••••••• W••••• A•••••••
Legal name F••••••• W••••• M••••••••• L••
Latest filing May 13, 2026
First filing on the tape Feb 20, 2019 · 31 filings
SEC status approved since Mar 22, 2019
RAUM
$910M
reported, Item 5.F
Discretionary
98%
of RAUM
Private clients
100%
$906M individuals and HNW
Advisors
12
registered through the firm on IAPD
RAUM per advisor
$75.8M
derived; firm RAUM over IAPD count
Employees
12
12 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
31 filings and snapshots on the tape
RAUM$910M as of May 13, 2026
Mar 25, 2020$184M then
HNW client RAUM$784M as of May 13, 2026
Mar 25, 2020$128M then
State-registered IARs (5.B.3)10 as of May 13, 2026
Mar 25, 20205 then
Employees (5.A)12 as of May 13, 2026
Mar 25, 20205 then
Private funds: no history
RAUM +39% over the last fiscal year+50% a year over threeIARs 9 to 10
Practice profile
derived from the filing of May 13, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $75.8MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 44derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.8MderivedHNW RAUM over HNW clients
- Average account
- $481,293derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 98%derivedof RAUM
- Institutional
- 0.4%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 4.0derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +39%derivedbetween the last two annual amendments
- Advisor growth, one year
- +11%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +23%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, selection of other advisersreportedItem 5.G
- Custody
- $285M, 475 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$784M86%
- Individuals$123M13%
- Pension and profit-sharing plans$3.3M0.4%
- Individual clients
- 242reported
- HNW clients
- 280reported
- Pension plan clients
- 1reported
- Charitable clients
- 0reported
- Accounts
- 1,890reported
- Financial planning clients
- 251-500reported
- Wrap fee programs
- noreported
- Custody of client assets
- $285M for 475 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
12 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| K•••••••• S•••••• F••••••• | Richmond, Va | Oct 25, 2010 | 21 y | 4 |
| M••• R••• F•••••••Certified Financial Planner | Richmond, Va | Apr 13, 2018 | 24 y | 3 |
| W••••• S•••• H•••Certified Financial Planner | Richmond, Va | Feb 20, 2020 | 21 y | 2 |
| M•••• W••••• W•••••Certified Financial Planner | Richmond, Va | Nov 17, 2021 | 18 y | 1 |
| E••• P•••••• S••••••Certified Financial Planner | Stoneham, Ma | Mar 30, 2023 | 14 y | 3 |
| R••••• N•••••Certified Financial Planner | Richmond, Va | Nov 20, 2023 | 11 y | 0 |
| A••• K•••••• S••••Certified Financial Planner | Richmond, Va | Dec 4, 2023 | 11 y | 1 |
| M•••••• P•••••• B••••••Certified Financial Planner | Richmond, Va | Dec 4, 2023 | 23 y | 5 |
| A•••• B••••• | Richmond, Va | Jan 3, 2025 | 12 y | 0 |
| A••••• N••••• C••••••Certified Financial Planner | Richmond, Va | Jan 3, 2025 | 13 y | 3 |
| A•••••• M••• C••••••• | Richmond, Va | Sep 5, 2025 | 10 y | 2 |
| C•••••• A••• M••••••• | Richmond, Va | Feb 17, 2026 | 11 y | 1 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- T••••• B•••••••• M•••••• to D••••• W•••••• L••Jul 31, 2023 · RIA to RIA
Joined, latest
- C•••••• A••• M••••••• from H••• C•••••• M•••••••••Feb 17, 2026 · Other
- A•••••• M••• C••••••• from C•••••••••Sep 5, 2025 · RIA to RIA
- A••••• N••••• C•••••• from A•••• F•••••••• A••••••• S•••••••• I•••Jan 3, 2025 · RIA to RIA
- M•••••• P•••••• B•••••• from A•••• F•••••••• A••••••• S•••••••• I•••Dec 4, 2023 · RIA to RIA
- A••• K•••••• S•••• from A•••• F•••••••• A••••••• S•••••••• I•••Dec 4, 2023 · RIA to RIA
- M•••• W••••• W••••• from U•• F•••••••• S••••••• I•••Nov 17, 2021 · Wirehouse to independent RIA
- T••••• B•••••••• M•••••• from T••••••• S••••• • W••••••• L••Dec 8, 2020 · Other
- W••••• S•••• H••• from A••••••••• F•••••••• S•••••••• L••Feb 20, 2020 · Affiliated broker-dealer or bank to independent RIA
- M••• R••• F••••••• from L•• F•••••••• I•••Apr 13, 2018 · Affiliated broker-dealer or bank to independent RIA
- K•••••••• S•••••• F••••••• from W•••• F•••• A•••••••Oct 25, 2010 · Wirehouse to independent RIA
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from A•••• F•••••••• A••••••• S•••••••• I•••Dec 21, 2023 · Reston, Va
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- F•••••••• K••••••••• S•••••• · Vice Presidentcontrolsince 04/2018 · owns 75% or more
- F•••••••• M•••• R••• · President/Ceo & Chief Compliance Officercontrolsince 04/2018 · owns 10% to 25%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Richmond, Va · principal | 12 | 2 | 0 | ||
| Reston, Va | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Williamsburg, VA6 employees
- Reston, VA3 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- RAUM up 25 %Change between filings · filing Apr 1, 2026RAUM (Item 5.F) moved from $653,008,459 to $909,643,877 (+39.0%) between the annual amendments of 2025-03-19 and 2026-04-01; the peer median change was +16.0% (1385 comparable advisers, 91.0th percentile of changes)peers: independent wealth managers, $500M to $1B (1,385) · 91% percentile
What changed
consecutive filings, newest first
- Employees · 512 to 12Feb 4, 2026 to Apr 1, 2026
- Accounts · 1,567 to 1,890Mar 19, 2025 to Feb 4, 2026
- Advisory employees · 9 to 12Mar 19, 2025 to Feb 4, 2026
- HNW clients · 203 to 280Mar 19, 2025 to Feb 4, 2026
- Individual clients · 223 to 242Mar 19, 2025 to Feb 4, 2026
- Assets in custody · $7.1M to $285MMar 19, 2025 to Feb 4, 2026
- Custody of client assets · false to trueMar 19, 2025 to Feb 4, 2026
- Employees · 11 to 512Mar 19, 2025 to Feb 4, 2026
- Financial planning clients · 11-25 to 251-500Mar 19, 2025 to Feb 4, 2026
- State-registered IARs · 9 to 10Mar 19, 2025 to Feb 4, 2026
- Discretionary RAUM · $642M to $890MMar 19, 2025 to Feb 4, 2026
- HNW RAUM · $537M to $784MMar 19, 2025 to Feb 4, 2026
- Individual RAUM · $114M to $123MMar 19, 2025 to Feb 4, 2026
- Non-discretionary RAUM · $10.8M to $19.5MMar 19, 2025 to Feb 4, 2026
- Pension RAUM · $2.8M to $3.3MMar 19, 2025 to Feb 4, 2026
- RAUM · $653M to $910MMar 19, 2025 to Feb 4, 2026
- Financial planning clients · 11-25 to 11-25Feb 4, 2025 to Mar 19, 2025
- Accounts · 1,023 to 1,567Oct 29, 2024 to Feb 4, 2025
- HNW clients · 164 to 203Oct 29, 2024 to Feb 4, 2025
- Individual clients · 204 to 223Oct 29, 2024 to Feb 4, 2025
- Assets in custody · $4.9M to $7.1MOct 29, 2024 to Feb 4, 2025
- Employees · 9 to 11Oct 29, 2024 to Feb 4, 2025
- State-registered IARs · 7 to 9Oct 29, 2024 to Feb 4, 2025
- Discretionary RAUM · $487M to $642MOct 29, 2024 to Feb 4, 2025
- HNW RAUM · $391M to $537MOct 29, 2024 to Feb 4, 2025
- Individual RAUM · $101M to $114MOct 29, 2024 to Feb 4, 2025
- Non-discretionary RAUM · $9.6M to $10.8MOct 29, 2024 to Feb 4, 2025
- Pension RAUM · $4.1M to $2.8MOct 29, 2024 to Feb 4, 2025
- RAUM · $496M to $653MOct 29, 2024 to Feb 4, 2025
- Accounts · 785 to 1,023Dec 1, 2023 to Mar 12, 2024
- Advisory employees · 6 to 9Dec 1, 2023 to Mar 12, 2024
- HNW clients · 104 to 164Dec 1, 2023 to Mar 12, 2024
- Individual clients · 92 to 204Dec 1, 2023 to Mar 12, 2024
- Assets in custody · $11.9M to $4.9MDec 1, 2023 to Mar 12, 2024
- Employees · 6 to 9Dec 1, 2023 to Mar 12, 2024
- State-registered IARs · 5 to 7Dec 1, 2023 to Mar 12, 2024
- Other offices · 1 to 2Dec 1, 2023 to Mar 12, 2024
- Discretionary RAUM · $262M to $487MDec 1, 2023 to Mar 12, 2024
- HNW RAUM · $223M to $391MDec 1, 2023 to Mar 12, 2024
- Individual RAUM · $45.4M to $101MDec 1, 2023 to Mar 12, 2024
Signals
6 dated events
- C••••••• W••••• A••••••• reported RAUM $909.6M, up 39% from $653.0M (2025-03-19 to 2026-02-04)Feb 4, 2026 · RAUM change · derived
- C••••••• W••••• A••••••• reported RAUM $653.0M, up 32% from $496.3M (2024-10-29 to 2025-02-04)Feb 4, 2025 · RAUM change · derived
- C••••••• W••••• A••••••• reported RAUM $496.3M, up 83% from $271.7M (2023-12-01 to 2024-03-12)Mar 12, 2024 · RAUM change · derived
- 2 advisors left A•••• F•••••••• A••••••• S•••••••• I••• (Reston, VA) for C••••••• W••••• A••••••• on the same dayDec 21, 2023 · Team lift-out · derived
- T••••• B•••••••• M•••••• left C••••••• W••••• A••••••• for D••••• W•••••• L•• (registered 2023-08-16)Jul 31, 2023 · Advisor changed firm · fact
- C••••••• W••••• A••••••• filed its initial SEC registration (Form ADV)Feb 20, 2019 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@mycwa.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 804-729-5265reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 703-991-2000reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 757-259-0111reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/covenant-wealth-advisorsreportedpublic record, Form ADV, Sep 18, 2026
- Website
- MYCWA.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (804) 729-5265reportedpublic record, Form ADV, May 13, 2026
- Contact form
- covenantwealthadvisors.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $75.8Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026