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Registered advisor
J•••• E• F•••••
Feed of 09/14/2026
Also filed as J•••• E F•••••
At current firm
2 y
since Oct 17, 2023
In the industry
14 y
since Apr 1, 2012 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- J••• M••••• S••••••••• L•• wirehouse currentsince Oct 17, 2023 · Encino, Ca
- T••••••••• F•••••••• A•••••••• L•• BD affiliatedJul 28, 2022 to Sep 12, 2023 · Woodland Hills, Ca
- C•••••••• G••••• M•••••• I••• BD affiliatedAug 7, 2020 to Feb 1, 2022 · Northridge, Ca
- L•• F•••••••• L•• BD affiliatedApr 10, 2018 to Jul 28, 2020 · Valencia, Ca
- C•••••••• G••••• M•••••• I••• BD affiliatedAug 22, 2017 to May 3, 2018 · Fountain Valley, Ca
- J••• M••••• S••••••••• L•• wirehouseApr 6, 2016 to Aug 23, 2017 · San Fernando, Ca
Moves
a registration end followed by a registration begin elsewhere
- T••••••••• F•••••••• A•••••••• L•• to J••• M••••• S••••••••• L••left Sep 12, 2023, registered Oct 17, 2023 (35 days) · Affiliated broker-dealer or bank to wirehouse
- C•••••••• G••••• M•••••• I••• to T••••••••• F•••••••• A•••••••• L••left Feb 1, 2022, registered Jul 28, 2022 (177 days) · Affiliated broker-dealer or bank to another
- L•• F•••••••• L•• to C•••••••• G••••• M•••••• I•••left Jul 28, 2020, registered Aug 7, 2020 (10 days) · Affiliated broker-dealer or bank to another
- C•••••••• G••••• M•••••• I••• to L•• F•••••••• L••left May 3, 2018, registered Apr 10, 2018 (-23 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- J••• M••••• S••••••••• L•• to C•••••••• G••••• M•••••• I•••left Aug 23, 2017, registered Aug 22, 2017 (-1 days) · Other
Signals
- J•••• E• F••••• left T••••••••• F•••••••• A•••••••• L•• for J••• M••••• S••••••••• L•• (registered 2023-10-17)Sep 12, 2023 · Advisor changed firm · fact
- J•••• E• F••••• left C•••••••• G••••• M•••••• I••• for T••••••••• F•••••••• A•••••••• L•• (registered 2022-07-28)Feb 1, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address