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Registered advisor
M••••• B•••••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as Moshen B•••••••
At current firm
2 y
since Aug 2, 2024
In the industry
18 y
since Aug 1, 2008 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Aug 2, 2024 · Westlake Village, Ca
- A••••••••• F•••••••• S•••••••• L•• national BDSep 30, 2019 to Aug 6, 2024 · Woodland Hills, Ca
- B•••••• L••• A••••••• S•••••••• I••• BD affiliatedAug 26, 2016 to Oct 10, 2019 · Northridge, Ca
- C•••••••• F•••••••• G•••• A••••••• formerMay 1, 2015 to Jul 22, 2016 · Northridge, Ca
Moves
a registration end followed by a registration begin elsewhere
- A••••••••• F•••••••• S•••••••• L•• to W•••• F•••• A•••••••left Aug 6, 2024, registered Aug 2, 2024 (-4 days) · Affiliated broker-dealer or bank to wirehouse
- B•••••• L••• A••••••• S•••••••• I••• to A••••••••• F•••••••• S•••••••• L••left Oct 10, 2019, registered Sep 30, 2019 (-10 days) · Affiliated broker-dealer or bank to another
- C•••••••• F•••••••• G•••• A••••••• to B•••••• L••• A••••••• S•••••••• I•••left Jul 22, 2016, registered Aug 26, 2016 (35 days) · Other
Signals
- M••••• B••••••• left A••••••••• F•••••••• S•••••••• L•• for W•••• F•••• A••••••• (registered 2024-08-02)Aug 6, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address