DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Patrick Carbone
Feed of 09/15/2026
Also filed as Patrick John Carbone
At current firm
0 y
since Feb 4, 2026
In the industry
12 y
since Aug 4, 2014 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Neuberger Berman Bd LLC no RAUM currentsince Feb 4, 2026 · North Wales, Pa
- Victory Capital Management Inc. asset managerSep 18, 2025 to Feb 4, 2026 · San Antonio, Tx
- Amundi Asset Management US, Inc. formerJan 4, 2021 to Apr 25, 2025 · Boston, Ma
- Amundi Pioneer Institutional Asset Management, Inc. formerAug 15, 2016 to Dec 31, 2020 · Boston, Ma
- Sei Investments Management Corp mixed wealthAug 4, 2014 to Aug 8, 2016 · Oaks, Pa
Moves
a registration end followed by a registration begin elsewhere
- Victory Capital Management Inc. to Neuberger Berman Bd LLCleft Feb 4, 2026, registered Feb 4, 2026 (0 days) · Other
- Amundi Asset Management US, Inc. to Victory Capital Management Inc.left Apr 25, 2025, registered Sep 18, 2025 (146 days) · corporate re-registration, not a move
- Amundi Pioneer Institutional Asset Management, Inc. to Amundi Asset Management US, Inc.left Dec 31, 2020, registered Jan 4, 2021 (4 days) · corporate re-registration, not a move
- Sei Investments Management Corp to Amundi Pioneer Institutional Asset Management, Inc.left Aug 8, 2016, registered Aug 15, 2016 (7 days) · Other
Signals
- Patrick Carbone left Victory Capital Management Inc. for Neuberger Berman Bd Llc (registered 2026-02-04)Feb 4, 2026 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address