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Registered advisor
C•••••• J• S•••••
Feed of 09/14/2026
Also filed as C•••••• Jessie S•••••
At current firm
8 y
since Jul 25, 2018
In the industry
13 y
since Sep 6, 2013 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse currentsince Jul 25, 2018 · Pasadena, Ca
- T• A••••••••• I••••••••• M••••••••• L•• formerJul 8, 2015 to Aug 10, 2018 · Rancho Cucamonga, Ca
- T• A••••••••• I••• formerJul 8, 2015 to Aug 10, 2018 · Upland, Ca
- M••••• S•••••• wirehouseSep 9, 2013 to Jul 9, 2015 · Brea, Ca
Moves
a registration end followed by a registration begin elsewhere
- T• A••••••••• I••••••••• M••••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Aug 10, 2018, registered Jul 25, 2018 (-16 days) · RIA to wirehouse
- T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Aug 10, 2018, registered Jul 8, 2015 (-1129 days) · channel change inside one enterprise, not a move
- M••••• S•••••• to T• A••••••••• I•••left Jul 9, 2015, registered Jul 8, 2015 (-1 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address