RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• T••••• M•••••••••
- M••••••••• W••••• A••••••• state registered currentsince Aug 31, 2015 · Shreveport, La
- M••••• S•••••• wirehouseNov 19, 2013 to Jun 12, 2015 · Shreveport, La
- A••••••••• A••••••• L•• formerApr 4, 2013 to Jul 25, 2013 · Shreveport, La
- M••••• S•••••• to M••••••••• W••••• A•••••••left Jun 12, 2015, registered Aug 31, 2015 (80 days) · Wirehouse to a state-registered adviser
- A••••••••• A••••••• L•• to M••••• S••••••left Jul 25, 2013, registered Nov 19, 2013 (117 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address