DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

D•••• A•••••• R••

C••••• I••••••••• A••••••• L••BD affiliatedJacksonville, Fldual registrantIAPD 6091375

Certified Financial Planner

Feed of 09/14/2026

Also filed as David Rea

At current firm

0 y

since Mar 25, 2026

In the industry

13 y

since Oct 8, 2012 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••• I••••••••• A••••••• L•• BD affiliated current
since Mar 25, 2026 · Jacksonville, Fl
W•••• F•••• A••••••• wirehouse
May 23, 2022 to Oct 27, 2025 · Savannah, Ga
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
May 3, 2018 to May 20, 2022 · Savannah, Ga
U•• F•••••••• S••••••• I••• wirehouse
May 7, 2014 to Aug 4, 2016 · Charlotte, Nc
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Oct 9, 2012 to May 2, 2014 · Charlotte, Nc

Moves

a registration end followed by a registration begin elsewhere

W•••• F•••• A••••••• to C••••• I••••••••• A••••••• L••
left Oct 27, 2025, registered Mar 25, 2026 (149 days) · Wirehouse to affiliated broker-dealer or bank
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to W•••• F•••• A•••••••
left May 20, 2022, registered May 23, 2022 (3 days) · Wirehouse to wirehouse · moved with a team
U•• F•••••••• S••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Aug 4, 2016, registered May 3, 2018 (637 days) · Wirehouse to wirehouse
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to U•• F•••••••• S••••••• I•••
left May 2, 2014, registered May 7, 2014 (5 days) · Wirehouse to wirehouse

Signals

D•••• A•••••• R•• left W•••• F•••• A••••••• for C••••• I••••••••• A••••••• L•• (registered 2026-03-25)
Oct 27, 2025 · Advisor changed firm · fact
D•••• A•••••• R•• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for W•••• F•••• A••••••• (registered 2022-05-23)
May 20, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 13derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address