DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Feed of 09/15/2026
At current firm
1 y
since May 27, 2025
In the industry
20 y
since Jan 1, 2006 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- Oasis Advisors independent RIA currentsince May 27, 2025 · Lynchburg, Va
- Terra Wealth independent RIAOct 17, 2022 to Mar 27, 2025 · High Point, Nc
- Primerica Advisors national BDJul 6, 2022 to Oct 13, 2022 · Midlothian, Va
Moves
a registration end followed by a registration begin elsewhere
- Terra Wealth to Oasis Advisorsleft Mar 27, 2025, registered May 27, 2025 (61 days) · RIA to a newly registered adviser
- Primerica Advisors to Terra Wealthleft Oct 13, 2022, registered Oct 17, 2022 (4 days) · Affiliated broker-dealer or bank to independent RIA
Signals
- Brian Robert Eckert left Terra Wealth for Oasis Advisors (registered 2025-05-27)Mar 27, 2025 · Advisor changed firm · fact
- Brian Robert Eckert left Primerica Advisors for Terra Wealth (registered 2022-10-17)Oct 13, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address