R•••••• B••••• B••••

E••••• J••••national BDNatchez, Msdual registrantIAPD 6091869

Feed of 09/14/2026

Also filed as R••• B• B••••••••• B••••• B••••••••• B••••• B••••

At current firm

3 y

since Mar 31, 2023

In the industry

14 y

since Jul 1, 2012 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

E••••• J•••• national BD current
since Mar 31, 2023 · Natchez, Ms
B• R•••• W••••• A•••••••• I••• BD affiliated
Apr 21, 2021 to Apr 5, 2023 · Natchez, Ms
E••••• J•••• national BD
Sep 17, 2012 to Apr 5, 2021 · Tempe, Az

Moves

a registration end followed by a registration begin elsewhere

B• R•••• W••••• A•••••••• I••• to E••••• J••••
left Apr 5, 2023, registered Mar 31, 2023 (-5 days) · Affiliated broker-dealer or bank to another
E••••• J•••• to B• R•••• W••••• A•••••••• I•••
left Apr 5, 2021, registered Apr 21, 2021 (16 days) · Affiliated broker-dealer or bank to another

Signals

R•••••• B••••• B•••• left B• R•••• W••••• A•••••••• I••• for E••••• J•••• (registered 2023-03-31)
Apr 5, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 14derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address