RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- C••••••• institutional currentsince Dec 15, 2020 · Phoenix, Az
- M•• A••••••••• formerMar 27, 2017 to Mar 29, 2021 · Phoenix, Az
- R•• P•••••• W••••• M••••••••• formerJun 12, 2013 to Feb 8, 2017 · Phoenix, Az
- M•• A••••••••• to C•••••••left Mar 29, 2021, registered Dec 15, 2020 (-104 days) · Other · moved with a team
- R•• P•••••• W••••• M••••••••• to M•• A•••••••••left Feb 8, 2017, registered Mar 27, 2017 (47 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address