RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C••••••••• M•••••• G•••••
- O•••••••• A••••••• independent RIA currentsince Jan 31, 2022 · Berkeley Heights, Nj
- V•••• C••••••• L•• mixed wealthOct 3, 2018 to Jul 31, 2020 · West Chester, Pa
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliatedAug 5, 2015 to Oct 15, 2018 · Wilmington, De
- V•••• C••••••• L•• to O•••••••• A•••••••left Jul 31, 2020, registered Jan 31, 2022 (549 days) · RIA to RIA · moved with a team
- C•••••••• I••••••••• R••••••• A•••••••• I••• to V•••• C••••••• L••left Oct 15, 2018, registered Oct 3, 2018 (-12 days) · Affiliated broker-dealer or bank to a newly registered adviser · moved with a team
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address