DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
V•••• C••••••• L••
Latest filing Sep 17, 2026
First filing on the tape Aug 17, 2018 · 40 filings
SEC status approved since Sep 17, 2018
RAUM
$971M
reported, Item 5.F
Discretionary
51%
of RAUM
Private clients
41%
$401M individuals and HNW
Advisors
7
registered through the firm on IAPD
RAUM per advisor
$139M
derived; firm RAUM over IAPD count
Employees
14
7 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
40 filings and snapshots on the tape
RAUM$971M as of Mar 13, 2026
Feb 11, 2019$471M then
HNW client RAUM$354M as of Mar 13, 2026
Feb 11, 2019$0 then
State-registered IARs (5.B.3)6 as of Mar 13, 2026
Feb 11, 20197 then
Employees (5.A)13 as of Mar 13, 2026
Feb 11, 201910 then
Private funds: no history
RAUM +21% over the last fiscal year+16% a year over threeIARs 5 to 7offices 0 to 1
Practice profile
derived from the filing of Sep 17, 2026; every figure names its basis
Archetypes, each a printed rule
- Dual wealth and asset manager · private-client share 20 to 60 percent and fund or institutional share at least 30 percent
- Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
- RAUM per advisor
- $139MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 36derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $4.1MderivedHNW RAUM over HNW clients
- Average account
- $1.2MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 51%derivedof RAUM
- Institutional
- 59%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 3.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +21%derivedbetween the last two annual amendments
- Advisor growth, one year
- +20%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +6.8%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, educational seminarsreportedItem 5.G
- Custody
- $357M, 240 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pension and profit-sharing plans$570M59%
- High-net-worth individuals$354M36%
- Individuals$47.8M4.9%
- Charitable organizations$6,8800.0%
- Individual clients
- 165reported
- HNW clients
- 87reported
- Pension plan clients
- 61reported
- Charitable clients
- 1reported
- Accounts
- 804reported
- Financial planning clients
- 251-500reported
- Wrap fee programs
- noreported
- Custody of client assets
- $357M for 240 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.41 fund_share=0.0 institutional_share=0.59 related_bd=false related_bank=false bd_reps=5.0derived
Advisors registered through the firm
7 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| C•••••• B• M••••• | West Chester, Pa | Oct 3, 2018 | 19 y | 2 |
| M•••••• J•••• M••••••Certified Financial Planner | West Chester, Pa | Oct 9, 2018 | 28 y | 2 |
| D•••• C••••••••• B•••••Certified Financial Planner | West Chester, Pa | Oct 11, 2018 | 32 y | 3 |
| R••••• B•••••• W•••• | West Chester, Pa | Mar 17, 2020 | 28 y | 0 |
| K••••••• S•••••••Certified Financial Planner | West Chester, Pa | Jan 29, 2021 | 16 y | 0 |
| S•••• E•••••••• S•••Certified Financial Planner | West Chester, Pa | Jun 9, 2023 | 20 y | 0 |
| M•••••• N••••• M•••••• | West Chester, Pa | Jan 27, 2026 | 17 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- M•••••• C•••••• T••••• to L•••••• S••••• A•••••••Aug 13, 2020 · RIA to RIA
- C••••••••• T•••• D•••••••• to O•••••••• A•••••••Jul 31, 2020 · RIA to RIA
- C••••••••• M•••••• G••••• to O•••••••• A•••••••Jul 31, 2020 · RIA to RIA
Joined, latest
- D•••• C••••••••• B••••• from C•••••••• I••••••••• R••••••• A•••••••• I•••Oct 11, 2018 · Affiliated broker-dealer or bank to a newly registered adviser
- C••••••••• T•••• D•••••••• from C•••••••• I••••••••• R••••••• A•••••••• I•••Oct 9, 2018 · Affiliated broker-dealer or bank to a newly registered adviser
- M•••••• J•••• M•••••• from C•••••••• I••••••••• R••••••• A•••••••• I•••Oct 9, 2018 · Affiliated broker-dealer or bank to a newly registered adviser
- M•••••• C•••••• T••••• from C•••••••• I••••••••• R••••••• A•••••••• I•••Oct 5, 2018 · Affiliated broker-dealer or bank to a newly registered adviser
- C••••••••• M•••••• G••••• from C•••••••• I••••••••• R••••••• A•••••••• I•••Oct 3, 2018 · Affiliated broker-dealer or bank to a newly registered adviser
- C•••••• B• M••••• from C•••••••• I••••••••• R••••••• A•••••••• I•••Oct 3, 2018 · Affiliated broker-dealer or bank to a newly registered adviser
Teams: two or more advisors moving together within fourteen days, from one state
- 2 left for O•••••••• A•••••••Jul 31, 2020 · West Chester, Pa
- 6 joined from C•••••••• I••••••••• R••••••• A•••••••• I•••Oct 10, 2018 · Wilmington, De
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B•••••• D••••• C••••••••• · Managing Member, Partner And Chief Compliance Officercontrolsince 08/2018 · owns 25% to 50%
- M••••••• M••••••• J•••• · Managing Member / Partnercontrolsince 08/2018 · owns 25% to 50%
- M•••••• C••••••• B• · Partnercontrolsince 01/2020 · owns 10% to 25%
- S•••••••• K••••••• · Partnercontrolsince 01/2020 · owns 10% to 25%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| West Chester, Pa · principal | 7 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- high institutional concentrationStatic outlier · filing Sep 17, 2026institutional share of RAUM of 59% against a peer median of 2% (1482 comparable advisers, 99.0th percentile, 19.3 robust deviations)peers: independent wealth managers, $500M to $1B (1,482) · 99% percentile
- control person changedChange between filings · filing Mar 13, 2026M••••••• M••••••• J•••• (MANAGING MEMBER / PARTNER) left Schedule A between the filings of 2021-02-12 and 2026-03-13peers: independent wealth managers, $500M to $1B (1,482)
What changed
consecutive filings, newest first
- Advisory employees · 6 to 7Mar 13, 2026 to Sep 17, 2026
- BD registered reps · 4 to 5Mar 13, 2026 to Sep 17, 2026
- Employees · 13 to 14Mar 13, 2026 to Sep 17, 2026
- Financial planning clients · 251-500 to 251-500Mar 13, 2026 to Sep 17, 2026
- State-registered IARs · 6 to 7Mar 13, 2026 to Sep 17, 2026
- Succession · false to unsetMar 13, 2026 to Sep 17, 2026
- Accounts · 742 to 804May 15, 2025 to Mar 13, 2026
- Corporate clients · 1 to 0May 15, 2025 to Mar 13, 2026
- HNW clients · 76 to 87May 15, 2025 to Mar 13, 2026
- Individual clients · 160 to 165May 15, 2025 to Mar 13, 2026
- Pension plan clients · 51 to 61May 15, 2025 to Mar 13, 2026
- Assets in custody · $306M to $357MMay 15, 2025 to Mar 13, 2026
- Employees · 11 to 13May 15, 2025 to Mar 13, 2026
- Financial planning clients · 101-250 to 251-500May 15, 2025 to Mar 13, 2026
- State-registered IARs · 7 to 6May 15, 2025 to Mar 13, 2026
- Discretionary RAUM · $434M to $497MMay 15, 2025 to Mar 13, 2026
- HNW RAUM · $285M to $354MMay 15, 2025 to Mar 13, 2026
- Individual RAUM · $46.2M to $47.8MMay 15, 2025 to Mar 13, 2026
- Non-discretionary RAUM · $368M to $474MMay 15, 2025 to Mar 13, 2026
- Pension RAUM · $470M to $570MMay 15, 2025 to Mar 13, 2026
- RAUM · $802M to $971MMay 15, 2025 to Mar 13, 2026
- Advisory employees · 5 to 6Apr 22, 2025 to May 15, 2025
- Assets in custody · unset to 305830813.0Apr 22, 2025 to May 15, 2025
- Custody of client assets · false to trueApr 22, 2025 to May 15, 2025
- Employees · 10 to 11Apr 22, 2025 to May 15, 2025
- Financial planning clients · 101-250 to 101-250Apr 22, 2025 to May 15, 2025
- State-registered IARs · 5 to 7Apr 22, 2025 to May 15, 2025
- Other offices · 0 to 1Apr 22, 2025 to May 15, 2025
- Accounts · 789 to 742Jul 3, 2024 to Apr 22, 2025
- Advisory employees · 7 to 5Jul 3, 2024 to Apr 22, 2025
- Charity clients · 0 to 1Jul 3, 2024 to Apr 22, 2025
- HNW clients · 75 to 76Jul 3, 2024 to Apr 22, 2025
- Individual clients · 168 to 160Jul 3, 2024 to Apr 22, 2025
- Pension plan clients · 55 to 51Jul 3, 2024 to Apr 22, 2025
- Employees · 12 to 10Jul 3, 2024 to Apr 22, 2025
- HQ city · WILMINGTON to WEST CHESTERJul 3, 2024 to Apr 22, 2025
- HQ state · DE to PAJul 3, 2024 to Apr 22, 2025
- State-registered IARs · 7 to 5Jul 3, 2024 to Apr 22, 2025
- Discretionary RAUM · $334M to $434MJul 3, 2024 to Apr 22, 2025
- HNW RAUM · $275M to $285MJul 3, 2024 to Apr 22, 2025
Signals
6 dated events
- V•••• C••••••• L•• reported RAUM $642.8M, up 29% from $497.1M (2021-02-12 to 2021-03-24)Mar 24, 2021 · RAUM change · derived
- V•••• C••••••• L•• reported RAUM $497.1M, up 142% from $205.2M (2020-08-14 to 2021-02-12)Feb 12, 2021 · RAUM change · derived
- B Cortney Milner (Partner) appeared on Schedule A of V•••• C••••••• L••Feb 12, 2021 · Control person joined · fact
- Kathleen Townsend (Partner) appeared on Schedule A of V•••• C••••••• L••Feb 12, 2021 · Control person joined · fact
- V•••• C••••••• L•• reported RAUM $205.2M, down 56% from $471.0M (2019-11-20 to 2020-03-23)Mar 23, 2020 · RAUM change · derived
- A••••• 1• A•••••••• L•• filed its initial SEC registration (Form ADV)Aug 17, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 302-261-7345reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 302-660-3350reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- veerycapital.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (302) 660-3350reportedpublic record, Form ADV, Sep 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Wealth manager with institutional or fund businessderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $139Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026