RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••• M•••••• B••••••
- H•••••••• A•••••••• L•• BD affiliated currentsince Jul 12, 2025 · Chicago, Il
- S•••• A••••• F••••••••• L•• formerNov 29, 2021 to Aug 8, 2025 · Dallas, Tx
- F••••••• P••••••• A•• W•••••••• A••••••• formerMar 10, 2021 to Oct 19, 2021 · Westlake, Tx
- T• A••••••••• I••• formerJun 11, 2013 to Jan 26, 2021 · Westlake, Tx
- T• A••••••••• I••••••••• M••••••••• L•• formerJun 11, 2013 to Jan 26, 2021 · Fort Worth, Tx
- W•••••• • R••• formerSep 24, 2012 to May 20, 2013 · Manhattan, Ks
- S•••• A••••• F••••••••• L•• to H•••••••• A•••••••• L••left Aug 8, 2025, registered Jul 12, 2025 (-27 days) · RIA to affiliated broker-dealer or bank · moved with a team
- F••••••• P••••••• A•• W•••••••• A••••••• to S•••• A••••• F••••••••• L••left Oct 19, 2021, registered Nov 29, 2021 (41 days) · Affiliated broker-dealer or bank to independent RIA
- T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••left Jan 26, 2021, registered Jun 11, 2013 (-2786 days) · channel change inside one enterprise, not a move · moved with a team
- T• A••••••••• I••• to F••••••• P••••••• A•• W•••••••• A•••••••left Jan 26, 2021, registered Mar 10, 2021 (43 days) · Other
- W•••••• • R••• to T• A••••••••• I••••••••• M••••••••• L••left May 20, 2013, registered Jun 11, 2013 (22 days) · Other
- B•••• M•••••• B•••••• left S•••• A••••• F••••••••• L•• for H•••••••• A•••••••• L•• (registered 2025-07-12)Aug 8, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address