RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• K•••• H•••
- W•••• S••• W••••• M••••••••• independent RIA currentsince Jul 9, 2019 · Liberty, Mo
- O••• R••• W••••• M••••••••• L•• unclassifiedSep 17, 2018 to Sep 30, 2019 · Kearney, Mo
- B•• F•••••••• A••••••• BD affiliatedAug 30, 2012 to May 31, 2018 · Kansas City, Mo
- O••• R••• W••••• M••••••••• L•• to W•••• S••• W••••• M•••••••••left Sep 30, 2019, registered Jul 9, 2019 (-83 days) · Other
- B•• F•••••••• A••••••• to O••• R••• W••••• M••••••••• L••left May 31, 2018, registered Sep 17, 2018 (109 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address