DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

J••••• R•• L•••••

F•••• P••••••• W•••••• L••independent RIAGilbert, AzIA-onlyIAPD 6098192

Feed of 09/14/2026

Also filed as Josh Ray L•••••

At current firm

1 y

since Jul 14, 2025

In the industry

13 y

since Nov 9, 2012 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

F•••• P••••••• W•••••• L•• independent RIA current
since Jul 14, 2025 · Gilbert, Az
C•••••••• M••••••••• G•••• former
Feb 21, 2024 to Sep 23, 2025 · Gilbert, Az
C•••••• S••••• • C••• I••• national BD
Jan 26, 2022 to Feb 23, 2024 · Scottsdale, Az
T• A••••••••• I••••••••• M••••••••• L•• former
Feb 27, 2015 to Sep 7, 2023 · The Woodlands, Tx
T• A••••••••• I••• former
Feb 27, 2015 to Oct 14, 2022 · The Woodlands, Tx
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Nov 13, 2012 to Oct 27, 2014 · Chandler, Az

Moves

a registration end followed by a registration begin elsewhere

C•••••••• M••••••••• G•••• to F•••• P••••••• W•••••• L••
left Sep 23, 2025, registered Jul 14, 2025 (-71 days) · corporate re-registration, not a move
C•••••• S••••• • C••• I••• to C•••••••• M••••••••• G••••
left Feb 23, 2024, registered Feb 21, 2024 (-2 days) · Affiliated broker-dealer or bank to independent RIA
T• A••••••••• I••••••••• M••••••••• L•• to C•••••• S••••• • C••• I•••
left Sep 7, 2023, registered Jan 26, 2022 (-589 days) · corporate re-registration, not a move
T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••
left Oct 14, 2022, registered Feb 27, 2015 (-2786 days) · corporate re-registration, not a move
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to T• A••••••••• I•••
left Oct 27, 2014, registered Feb 27, 2015 (123 days) · Other

Signals

J••••• R•• L••••• left C•••••• S••••• • C••• I••• for C•••••••• M••••••••• G•••• (registered 2024-02-21)
Feb 23, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 13derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address