DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Andrew John Lewis
Feed of 09/14/2026
Also filed as Andrew J Lewis
At current firm
1 y
since Mar 24, 2025
In the industry
14 y
since Sep 4, 2012 (earliest exam, job or registration)
Prior registered firms
7
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Osaic Institutions, Inc. BD affiliated currentsince Mar 24, 2025 · Clovis, Ca
- Cuso Financial Services, L.P. formerJul 21, 2020 to Mar 21, 2025 · Fresno, Ca
- Td Ameritrade, Inc. formerFeb 27, 2018 to Apr 16, 2019 · Stockton, Ca
- Td Ameritrade Investment Management, LLC formerFeb 26, 2018 to Apr 16, 2019 · Omaha, Ne
- Scottrade Investment Management formerJan 25, 2017 to Feb 26, 2018 · Saint Louis, Mo
- J.P. Morgan Securities LLC wirehouseSep 10, 2015 to Nov 24, 2015 · Berkeley, Ca
- Td Ameritrade, Inc. formerJul 24, 2014 to Jul 6, 2015 · Walnut Creek, Ca
- Td Ameritrade Investment Management, LLC formerJul 24, 2014 to Jul 6, 2015 · Walnut Creek, Ca
Moves
a registration end followed by a registration begin elsewhere
- Cuso Financial Services, L.P. to Osaic Institutions, Inc.left Mar 21, 2025, registered Mar 24, 2025 (3 days) · Affiliated broker-dealer or bank to another · moved with a team
- Td Ameritrade Investment Management, LLC to Td Ameritrade, Inc.left Apr 16, 2019, registered Feb 27, 2018 (-413 days) · channel change inside one enterprise, not a move
- Td Ameritrade, Inc. to Cuso Financial Services, L.P.left Apr 16, 2019, registered Jul 21, 2020 (462 days) · Other
- Scottrade Investment Management to Td Ameritrade Investment Management, LLCleft Feb 26, 2018, registered Feb 26, 2018 (0 days) · corporate re-registration, not a move
- J.P. Morgan Securities LLC to Scottrade Investment Managementleft Nov 24, 2015, registered Jan 25, 2017 (428 days) · Other
- Td Ameritrade Investment Management, LLC to Td Ameritrade, Inc.left Jul 6, 2015, registered Jul 24, 2014 (-347 days) · channel change inside one enterprise, not a move
- Td Ameritrade, Inc. to Td Ameritrade Investment Management, LLCleft Jul 6, 2015, registered Jul 24, 2014 (-347 days) · Other
Signals
- Andrew John Lewis left Cuso Financial Services, L.P. for Osaic Institutions, Inc. (registered 2025-03-24)Mar 21, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address