RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A••• R• M•••••
- B••••• M•••••• independent RIA currentsince Feb 14, 2025 · Timonium, Md
- K••••• A••••••• S•••••••• L•• BD affiliatedOct 25, 2017 to May 20, 2025 · Timonium, Md
- S•• I••••••••• M••••••••• C••• mixed wealthSep 9, 2013 to Oct 3, 2017 · Oaks, Pa
- K••••• A••••••• S•••••••• L•• to B••••• M••••••left May 20, 2025, registered Feb 14, 2025 (-95 days) · Affiliated broker-dealer or bank to a newly registered adviser
- S•• I••••••••• M••••••••• C••• to K••••• A••••••• S•••••••• L••left Oct 3, 2017, registered Oct 25, 2017 (22 days) · Other
- A••• R• M••••• left K••••• A••••••• S•••••••• L•• for B••••• M•••••• (registered 2025-02-14)May 20, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address