DFX Intelligence
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Registered advisor
J•• S••••• R•••
Certified Financial Planner · Chartered Financial Consultant
Feed of 09/15/2026
At current firm
5 y
since Nov 3, 2020
In the industry
13 y
since Nov 12, 2012 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- C••• L•• BD affiliated currentsince Nov 3, 2020 · Omaha, Ne
- C••••• I••••••••• A••••••• L•• BD affiliatedJun 29, 2023 to May 8, 2025 · Davenport, Ia
- C••••• A•••••• N••••••• L•• formerNov 4, 2020 to Jun 29, 2023 · Cedar Rapids, Ia
- A••••• A•• P••••••• S••••••• BD affiliatedOct 9, 2014 to Nov 13, 2020 · Omaha, Ne
- W•••••• • R••• formerNov 16, 2012 to Sep 22, 2014 · Savage, Mn
Moves
a registration end followed by a registration begin elsewhere
- C••••• I••••••••• A••••••• L•• to no registered destinationleft May 8, 2025 · Departure, no registered destination
- C••••• A•••••• N••••••• L•• to C••••• I••••••••• A••••••• L••left Jun 29, 2023, registered Jun 29, 2023 (0 days) · corporate re-registration, not a move
- A••••• A•• P••••••• S••••••• to C••• L••left Nov 13, 2020, registered Nov 3, 2020 (-10 days) · Affiliated broker-dealer or bank to another
- W•••••• • R••• to A••••• A•• P••••••• S•••••••left Sep 22, 2014, registered Oct 9, 2014 (17 days) · Other
Signals
- ••• LockedMay 8, 2025 · Advisor departure · fact
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address