RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••• A••• W•••••
- L•• F•••••••• L•• BD affiliated currentsince Jan 1, 2026 · Seminole, Fl
- C•••••• G•••• • C• I•• formerMar 28, 2016 to Jul 10, 2025 · Seminole, Fl
- B••• I••••••••• S•••••••• I••• formerJul 16, 2014 to Mar 20, 2015 · Charlotte, Nc
- M••••• S•••••• wirehouseOct 1, 2013 to Jul 7, 2014 · South Jordan, Ut
- C•••••• G•••• • C• I•• to L•• F•••••••• L••left Jul 10, 2025, registered Jan 1, 2026 (175 days) · corporate re-registration, not a move
- B••• I••••••••• S•••••••• I••• to C•••••• G•••• • C• I••left Mar 20, 2015, registered Mar 28, 2016 (374 days) · Other
- M••••• S•••••• to B••• I••••••••• S•••••••• I•••left Jul 7, 2014, registered Jul 16, 2014 (9 days) · Wirehouse to a newly registered adviser (no RAUM reported yet)
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address