RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• C•••• A•••••••
- L•• F•••••••• L•• BD affiliated currentsince Aug 1, 2025 · Auburn, Al
- S•••••• S••••••••• I••• BD affiliatedJun 3, 2016 to Aug 1, 2025 · Montgomery, Al
- L•• F•••••••• L•• BD affiliatedJul 17, 2014 to Jun 7, 2016 · Montgomery, Al
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseNov 12, 2012 to Jun 24, 2014 · Montgomery, Al
- S•••••• S••••••••• I••• to L•• F•••••••• L••left Aug 1, 2025, registered Aug 1, 2025 (0 days) · RIA to affiliated broker-dealer or bank
- L•• F•••••••• L•• to S•••••• S••••••••• I•••left Jun 7, 2016, registered Jun 3, 2016 (-4 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to L•• F•••••••• L••left Jun 24, 2014, registered Jul 17, 2014 (23 days) · Other
- M•••••• C•••• A••••••• left S•••••• S••••••••• I••• for L•• F•••••••• L•• (registered 2025-08-01)Aug 1, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address