RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
I•• W•••
- A•••••• A••••••• L•• state registered currentsince Sep 14, 2020 · Gibsonia, Pa
- O••••• I••••••••• A••••••• L•• independent RIAOct 20, 2021 to Jan 10, 2022 · Gibsonia, Pa
- H••• W••••• A••••••• independent RIAMay 19, 2017 to Aug 17, 2020 · Warrendale, Pa
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseOct 18, 2012 to Jun 20, 2013 · Pittsburgh, Pa
- O••••• I••••••••• A••••••• L•• to no registered destinationleft Jan 10, 2022 · Departure, no registered destination
- H••• W••••• A••••••• to A•••••• A••••••• L••left Aug 17, 2020, registered Sep 14, 2020 (28 days) · RIA to a state-registered adviser
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to H••• W••••• A•••••••left Jun 20, 2013, registered May 19, 2017 (1429 days) · Other
- I•• W••• no longer registered at O••••• I••••••••• A••••••• L••; no later IA registration on IAPDJan 10, 2022 · Advisor departure · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address