DFX Intelligence
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Registered advisor
K•••••••• M••••••• H••••
R•••••• J•••• F•••••••• S••••••• A•••••••• I••BD affiliatedSaint Petersburg, Fl dual registrantIAPD 6108772
Feed of 09/14/2026
Also filed as K•••• T••••••••• M••••••• T••••••••• M••••••• H••••••••• M• H••••••••• M• H••••
At current firm
3 y
since Oct 11, 2022
In the industry
12 y
since Nov 1, 2013 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
2
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince Oct 21, 2022 · Palm Harbor, Fl
- R•••••• J•••• • A••••••••• I••• national BD currentsince Oct 11, 2022 · Palm Harbor, Fl
- R•••••• J•••• • A••••••••• I••• national BDNov 27, 2018 to Aug 10, 2022 · St. Petersburg, Fl
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedAug 16, 2017 to Aug 10, 2022 · St. Petersburg, Fl
- R•••••• J•••• • A••••••••• I••• national BDAug 12, 2016 to Jul 25, 2017 · St. Petersburg, Fl
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedApr 20, 2015 to Jul 13, 2016 · St. Petersburg, Fl
Moves
a registration end followed by a registration begin elsewhere
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to R•••••• J•••• • A••••••••• I•••left Aug 10, 2022, registered Nov 27, 2018 (-1352 days) · Affiliated broker-dealer or bank to another · moved with a team
- R•••••• J•••• • A••••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Jul 25, 2017, registered Aug 16, 2017 (22 days) · Other · moved with a team
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to R•••••• J•••• • A••••••••• I•••left Jul 13, 2016, registered Aug 12, 2016 (30 days) · Other
Signals
- ••• LockedAug 10, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address