RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••••• L•• J••••••
- S••••• F•••••••• independent RIA currentsince Dec 17, 2025 · Zionsville, In
- B•••• T•• W••••• M••••••••• formerJan 25, 2024 to Dec 31, 2025 · Zionsville, In
- A••••••••• F•••••••• S•••••••• L•• national BDJan 31, 2014 to Nov 17, 2017 · Minneapolis, Mn
- B•••• T•• W••••• M••••••••• to S••••• F••••••••left Dec 31, 2025, registered Dec 17, 2025 (-14 days) · RIA to a newly registered adviser
- A••••••••• F•••••••• S•••••••• L•• to B•••• T•• W••••• M•••••••••left Nov 17, 2017, registered Jan 25, 2024 (2260 days) · Affiliated broker-dealer or bank to independent RIA
- R••••• L•• J•••••• left B•••• T•• W••••• M••••••••• for S••••• F•••••••• (registered 2025-12-17)Dec 31, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address