DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
S••••• F••••••••
Legal name S••••• L••••• P•••••••• L••
Latest filing Apr 7, 2026
First filing on the tape Nov 20, 2025 · 5 filings
SEC status approved since Nov 21, 2025
RAUM
$438M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
99%
$432M individuals and HNW
Advisors
7
registered through the firm on IAPD
RAUM per advisor
$62.6M
derived; firm RAUM over IAPD count
Employees
14
6 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
5 filings and snapshots on the tape
RAUM$438M as of Apr 7, 2026
Nov 20, 2025$0 then
HNW client RAUM$205M as of Apr 7, 2026
Mar 19, 2026$205M then
State-registered IARs (5.B.3)6 as of Apr 7, 2026
Nov 20, 20256 then
Employees (5.A)14 as of Apr 7, 2026
Nov 20, 202513 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Apr 7, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $62.6MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 123derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.2MderivedHNW RAUM over HNW clients
- Average account
- $261,496derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.7%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 7.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, selection of other advisersreportedItem 5.G
- Custody
- $258M, 559 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$228M52%
- High-net-worth individuals$205M47%
- Corporations and businesses$2.9M0.7%
- Pension and profit-sharing plans$2.9M0.7%
- Charitable organizations$64,0940.0%
- Individual clients
- 771reported
- HNW clients
- 93reported
- Pension plan clients
- 7reported
- Charitable clients
- 1reported
- Accounts
- 1,676reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- $258M for 559 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=6.0derived
Advisors registered through the firm
7 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| G••• A••• S••••• | Zionsville, In | Dec 17, 2025 | 26 y | 5 |
| R••••• L•• J••••••Chartered Financial Analyst | Zionsville, In | Dec 17, 2025 | 14 y | 2 |
| K•••• B••• S••••• | Zionsville, In | Dec 17, 2025 | 18 y | 2 |
| J•••• B•••• B•••• | Zionsville, In | Dec 18, 2025 | 14 y | 3 |
| A•••••••• S•••• K••••••••• | Zionsville, In | Dec 18, 2025 | 23 y | 2 |
| J••••• J••• C•••••• | Zionsville, In | Jan 15, 2026 | 13 y | 1 |
| M•••••• D• W••••• | Zionsville, In | Apr 15, 2026 | 19 y | 0 |
Advisor movement
0 left, 6 joined in 12 months
net +6 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- J••••• J••• C•••••• from B•••• T•• W••••• M•••••••••Jan 15, 2026 · RIA to a newly registered adviser
- J•••• B•••• B•••• from L•• F•••••••• L••Dec 18, 2025 · Affiliated broker-dealer or bank to a newly registered adviser
- A•••••••• S•••• K••••••••• from B•••• T•• W••••• M•••••••••Dec 18, 2025 · RIA to a newly registered adviser
- G••• A••• S••••• from L•• F•••••••• L••Dec 17, 2025 · Affiliated broker-dealer or bank to a newly registered adviser
- K•••• B••• S••••• from B•••• T•• W••••• M•••••••••Dec 17, 2025 · RIA to a newly registered adviser
- R••••• L•• J•••••• from B•••• T•• W••••• M•••••••••Dec 17, 2025 · RIA to a newly registered adviser
Teams: two or more advisors moving together within fourteen days, from one state
- 3 joined from B•••• T•• W••••• M•••••••••Dec 31, 2025 · Zionsville, In · Firm absorbed
- 2 joined from L•• F•••••••• L••Oct 6, 2020 · Brownsburg, In
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B•••••••• L••••• M•••••• · Chief Compliance Officercontrolsince 10/2025 · owns less than 5%
- J••••••• R•••••• L•• · Ownercontrolsince 10/2025 · owns 10% to 25%
- K••••••••• A••••••••• S•••• · Ownercontrolsince 10/2025 · owns 5% to 10%
- S•••••• K••••• B••• · Ownercontrolsince 10/2025 · owns 25% to 50%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Zionsville, In · principal | 7 | 7 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 0 to 1,676Jan 6, 2026 to Mar 19, 2026
- Advisory activities · 3 to 4Jan 6, 2026 to Mar 19, 2026
- Charity clients · unset to 1.0Jan 6, 2026 to Mar 19, 2026
- Corporate clients · unset to 4.0Jan 6, 2026 to Mar 19, 2026
- HNW clients · unset to 93.0Jan 6, 2026 to Mar 19, 2026
- Individual clients · unset to 771.0Jan 6, 2026 to Mar 19, 2026
- Pension plan clients · unset to 7.0Jan 6, 2026 to Mar 19, 2026
- Assets in custody · unset to 257674132.0Jan 6, 2026 to Mar 19, 2026
- Custody of client assets · false to trueJan 6, 2026 to Mar 19, 2026
- Employees · 13 to 14Jan 6, 2026 to Mar 19, 2026
- Financial planning clients · 0 to 1-10Jan 6, 2026 to Mar 19, 2026
- Discretionary RAUM · $0 to $438MJan 6, 2026 to Mar 19, 2026
- HNW RAUM · unset to 204830341.0Jan 6, 2026 to Mar 19, 2026
- Individual RAUM · unset to 227621684.0Jan 6, 2026 to Mar 19, 2026
- Pension RAUM · unset to 2856267.0Jan 6, 2026 to Mar 19, 2026
- RAUM · $0 to $438MJan 6, 2026 to Mar 19, 2026
- Business name · S••••• L••••• P•••••••• L•• to S••••• F••••••••Dec 17, 2025 to Jan 6, 2026
Signals
1 dated events
- 2 advisors left B•••• T•• W••••• M••••••••• (Zionsville, IN) for S••••• F•••••••• on the same dayDec 31, 2025 · Team lift-out · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 303-797-9080reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 317-344-0903reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 317-733-1000reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/storenfinancialgroupreportedpublic record, Form ADV, Sep 18, 2026
- Website
- s•••••••••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 317-733-1000reportedpublic record, Form ADV, Apr 7, 2026
- Contact form
- s•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- s•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $62.6Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026