DFX Intelligence
RIA Intelligence
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Registered advisor
A••• W•••••• W••••
Feed of 09/15/2026
At current firm
9 y
since Aug 9, 2017
In the industry
13 y
since Feb 11, 2013 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
4
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- R••••• W• B•••• • C•• I••••••••• mixed wealth currentsince Aug 9, 2017 · Mill Valley, Ca
- E•••• V•••• M••••••••• asset managerApr 15, 2014 to Jul 21, 2017 · Boston, Ma
Moves
a registration end followed by a registration begin elsewhere
- E•••• V•••• M••••••••• to R••••• W• B•••• • C•• I•••••••••left Jul 21, 2017, registered Aug 9, 2017 (19 days) · Other
Signals
- A••• W•••••• W•••• added a FL registration at R••••• W• B•••• • C•• I•••••••••Sep 14, 2026 · New state registration · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address