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Registered advisor
J•••••• W•••••• O••••
Certified Financial Planner
Feed of 09/19/2026
Also filed as J•••••• W•••••• O••••
At current firm
0 y
since Sep 18, 2026
In the industry
13 y
since Sep 25, 2012 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Sep 18, 2026 · Frankfort, Il
- E••••• J•••• national BD currentsince Nov 13, 2020 · Orland Park, Il
- E••••• J•••• national BDNov 13, 2020 to Sep 18, 2026 · Frankfort, Il
- T• A••••••••• I••• formerAug 1, 2018 to Oct 24, 2020 · Tinley Park, Il
- T• A••••••••• I••• formerAug 1, 2018 to Oct 24, 2020 · Tinley Park, Il
- T• A••••••••• I••••••••• M••••••••• L•• formerAug 1, 2018 to Oct 24, 2020 · Tinley Park, Il
- T• A••••••••• I••••••••• M••••••••• L•• formerAug 1, 2018 to Oct 24, 2020 · Tinley Park, Il
Moves
a registration end followed by a registration begin elsewhere
- E••••• J•••• to L•• F•••••••• L••left Sep 18, 2026, registered Sep 18, 2026 (0 days) · Affiliated broker-dealer or bank to another
- T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••left Oct 24, 2020, registered Aug 1, 2018 (-815 days) · channel change inside one enterprise, not a move
- T• A••••••••• I••• to E••••• J••••left Oct 24, 2020, registered Nov 13, 2020 (20 days) · Other
Signals
- J•••••• W•••••• O•••• left E••••• J•••• for L•• F•••••••• L•• (registered 2026-09-18)Sep 18, 2026 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address