DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Former SEC-registered adviser
A••••••• C•••••• P•••••••
Legal name A••••••• C•••••• P••••••• L••
Latest filing Apr 15, 2021
First filing on the tape Oct 11, 2020 · 8 filings
RAUM
$27.6M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$27.6M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$9.2M
derived; firm RAUM over IAPD count
Employees
4
3 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
8 filings and snapshots on the tape
RAUM$27.6M as of Apr 15, 2021
Oct 11, 2020$0 then
HNW client RAUM$25.2M as of Apr 15, 2021
Mar 10, 2021$25.2M then
State-registered IARs (5.B.3)3 as of Apr 15, 2021
Oct 11, 20200 then
Employees (5.A)4 as of Apr 15, 2021
Oct 11, 20203 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Apr 15, 2021; every figure names its basis
- RAUM per advisor
- $9.2MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 9derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.2MderivedHNW RAUM over HNW clients
- Average account
- $1.0MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.3derivedItem 5.A over advisors
- Advisors per office
- 1.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
- Custody
- yesreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$25.2M91%
- Individuals$2.4M8.6%
- Individual clients
- 19reported
- HNW clients
- 8reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 27reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- $0 for 0 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| O••••• J• K••• | Chicago, Il | Nov 23, 2020 | 13 y | 3 |
| C•••••• W•••••• D•••••••• | Chicago, Il | Dec 9, 2020 | 10 y | 2 |
| N•••••• E•••• B•••• | Chicago, Il | Sep 29, 2025 | 10 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- N••••• R• M••••••• to I•• W••••• M••••••••• L••May 9, 2025 · RIA to affiliated broker-dealer or bank
Joined, latest
- C•••••• W•••••• D•••••••• from A•• A•••••••Dec 9, 2020 · Other
- N••••• R• M••••••• from A•• A•••••••Dec 9, 2020 · Other
- O••••• J• K••• from A•• A•••••••Nov 23, 2020 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 3 joined from A•• A•••••••Dec 21, 2020 · Chicago, Il · Firm absorbed
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- S•••••• L••••• M•••••• · Chief Compliance Officercontrolsince 02/2021 · owns less than 5%
- D••••••••• C••••••• W•••••• · Owner, Managing Membercontrolsince 11/2020 · owns 75% or more of W•••••• D••••••••• L••
- K•••• O•••••• J• · Owner, Managing Membercontrolsince 11/2020 · owns 75% or more of O••••• J••••••• L••
- M•••••••• N•••••• R• · Owner, Managing Membercontrolsince 11/2020 · owns 75% or more of N••••• M••••••• I•• L••
Entity owners
- N••••• M••••••• I•• L•• · Ownerdirect · owns 10% to 25%
- O••••• J••••••• L•• · Ownerdirect · owns 75% or more
- W•••••• D••••••••• L•• · Ownerdirect · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Chicago, Il · principal | 3 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
What changed
consecutive filings, newest first
- Accounts · 0 to 27Jan 28, 2021 to Mar 10, 2021
- Advisory activities · 2 to 3Jan 28, 2021 to Mar 10, 2021
- HNW clients · 0 to 8Jan 28, 2021 to Mar 10, 2021
- Individual clients · 0 to 19Jan 28, 2021 to Mar 10, 2021
- Custody of client assets · false to trueJan 28, 2021 to Mar 10, 2021
- Financial planning clients · 0 to 1-10Jan 28, 2021 to Mar 10, 2021
- State-registered IARs · 0 to 3Jan 28, 2021 to Mar 10, 2021
- Discretionary RAUM · $0 to $27.6MJan 28, 2021 to Mar 10, 2021
- HNW RAUM · unset to 25207422.0Jan 28, 2021 to Mar 10, 2021
- Individual RAUM · unset to 2372663.0Jan 28, 2021 to Mar 10, 2021
- RAUM · $0 to $27.6MJan 28, 2021 to Mar 10, 2021
- Employees · 3 to 4Oct 14, 2020 to Nov 23, 2020
- Related adviser · false to trueOct 14, 2020 to Nov 23, 2020
Signals
3 dated events
- N••••• R• M••••••• left A••••••• C•••••• P••••••• for I•• W••••• M••••••••• L•• (registered 2025-03-21)May 9, 2025 · Advisor changed firm · fact
- Mehrizi Leila Shaver (Chief Compliance Officer) appeared on Schedule A of A••••••• C•••••• P•••••••Mar 10, 2021 · Control person joined · fact
- A••••••• C•••••• P••••••• filed its initial SEC registration (Form ADV)Oct 11, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- aureliencapitalpartners.comreportedpublic record, Form ADV, Sep 18, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $9.2Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026