DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

9258 Wealth Management, LLC

Former SEC-registered adviserBlue Ash, OhioCRD 290693SEC 801-112161IAPD
Latest filing May 3, 2024
First filing on the tape Nov 14, 2017 · 25 filings
RAUM
$1.0B
reported, Item 5.F
Discretionary
96%
of RAUM
Private clients
97%
$1.0B individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
18
10 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
25 filings and snapshots on the tape
RAUM$1.0B as of Mar 13, 2024
Mar 9, 2018$342M then
HNW client RAUM$636M as of Mar 13, 2024
Mar 9, 2018$174M then
State-registered IARs (5.B.3)10 as of Mar 13, 2024
Mar 9, 20184 then
Employees (5.A)18 as of Mar 13, 2024
Mar 9, 20185 then
Private funds: no history
RAUM +17% over the last fiscal year+7.9% a year over threeIARs 9 to 10
Practice profile
derived from the filing of May 3, 2024; every figure names its basis
RAUM per advisor
$103MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
324derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$802,841derivedHNW RAUM over HNW clients
Average account
$315,767derivedRAUM over accounts (5.F.2.f)
Discretionary
96%derivedof RAUM
Institutional
1.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.8derivedItem 5.A over advisors
Advisors per office
5.0derived2 offices incl. principal (1.F.5)
RAUM growth, one year
+17%derivedbetween the last two annual amendments
Advisor growth, one year
+11%derivedItem 5.B.3 between annual amendments
Client growth, one year
+1.2%derived
Compensation
percentage of assets, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, educational seminarsreportedItem 5.G
Custody
$194M, 318 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$636M62%
  • Individuals$371M36%
  • Corporations and businesses$13.2M1.3%
  • Charitable organizations$8.4M0.8%
  • Banks and thrifts$2.8M0.3%
  • Pension and profit-sharing plans$2.3M0.2%
  • Investment companies$99,7760.0%
Individual clients
2,444reported
HNW clients
792reported
Pension plan clients
3reported
Charitable clients
12reported
Accounts
3,274reported
Financial planning clients
101-250reported
Wrap fee programs
noreported
Custody of client assets
$194M for 318 clientsreported
Compensation
% of AUM, fixedreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
Teams outTeams in
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • Larry Langefels · Chief Financial Officercontrol
    since 01/2021 · owns less than 5%
  • Bishop Walter Lunsford · President, Ceo, And Managing Partnercontrol
    since 11/2017 · owns 75% or more
  • John Andy Armstrong · Chief Compliance Officer
    since 12/2017 · owns less than 5%
Related persons
Schedule D 7.A
  • Clarissa Lichliter
    insurancen
  • William Groth
    n
Office movement
IAPD branch city; joins and departures in 12 months
OfficeAdvisorsJoinedLeftTeams outForming
Blue Ash, Oh · principal000
Hamilton, Oh000
Offices
Schedule D 1.F, the 25 largest
  • Hamilton, OH2 employees
What changed
consecutive filings, newest first
  • Accounts · 3,230 to 3,274
    Apr 6, 2023 to Mar 13, 2024
  • Advisory employees · 9 to 10
    Apr 6, 2023 to Mar 13, 2024
  • Charity clients · 8 to 12
    Apr 6, 2023 to Mar 13, 2024
  • Corporate clients · 17 to 16
    Apr 6, 2023 to Mar 13, 2024
  • HNW clients · 814 to 792
    Apr 6, 2023 to Mar 13, 2024
  • Individual clients · 2,383 to 2,444
    Apr 6, 2023 to Mar 13, 2024
  • Assets in custody · $103M to $194M
    Apr 6, 2023 to Mar 13, 2024
  • Employees · 15 to 18
    Apr 6, 2023 to Mar 13, 2024
  • Financial planning clients · 51-100 to 101-250
    Apr 6, 2023 to Mar 13, 2024
  • State-registered IARs · 9 to 10
    Apr 6, 2023 to Mar 13, 2024
  • Discretionary RAUM · $850M to $995M
    Apr 6, 2023 to Mar 13, 2024
  • HNW RAUM · $545M to $636M
    Apr 6, 2023 to Mar 13, 2024
  • Individual RAUM · $317M to $371M
    Apr 6, 2023 to Mar 13, 2024
  • Non-discretionary RAUM · $33.6M to $39.2M
    Apr 6, 2023 to Mar 13, 2024
  • Pension RAUM · $2.6M to $2.3M
    Apr 6, 2023 to Mar 13, 2024
  • RAUM · $883M to $1.0B
    Apr 6, 2023 to Mar 13, 2024
  • Accounts · 3,043 to 3,230
    Sep 19, 2022 to Mar 31, 2023
  • Advisory employees · 11 to 9
    Sep 19, 2022 to Mar 31, 2023
  • Charity clients · 5 to 8
    Sep 19, 2022 to Mar 31, 2023
  • Corporate clients · 24 to 17
    Sep 19, 2022 to Mar 31, 2023
  • HNW clients · 793 to 814
    Sep 19, 2022 to Mar 31, 2023
  • Individual clients · 2,213 to 2,383
    Sep 19, 2022 to Mar 31, 2023
  • Employees · 20 to 15
    Sep 19, 2022 to Mar 31, 2023
  • State-registered IARs · 11 to 9
    Sep 19, 2022 to Mar 31, 2023
  • Discretionary RAUM · $973M to $850M
    Sep 19, 2022 to Mar 31, 2023
  • HNW RAUM · $675M to $545M
    Sep 19, 2022 to Mar 31, 2023
  • Individual RAUM · $315M to $317M
    Sep 19, 2022 to Mar 31, 2023
  • Non-discretionary RAUM · $32.2M to $33.6M
    Sep 19, 2022 to Mar 31, 2023
  • Pension RAUM · $2.7M to $2.6M
    Sep 19, 2022 to Mar 31, 2023
  • RAUM · $1.0B to $883M
    Sep 19, 2022 to Mar 31, 2023
  • Accounts · 2,673 to 3,043
    Mar 17, 2021 to Mar 22, 2022
  • Advisory employees · 12 to 11
    Mar 17, 2021 to Mar 22, 2022
  • Charity clients · 9 to 5
    Mar 17, 2021 to Mar 22, 2022
  • Corporate clients · 27 to 24
    Mar 17, 2021 to Mar 22, 2022
  • HNW clients · 650 to 793
    Mar 17, 2021 to Mar 22, 2022
  • Individual clients · 1,981 to 2,213
    Mar 17, 2021 to Mar 22, 2022
  • Pension plan clients · 4 to 3
    Mar 17, 2021 to Mar 22, 2022
  • Assets in custody · $6.0M to $103M
    Mar 17, 2021 to Mar 22, 2022
  • Employees · 17 to 20
    Mar 17, 2021 to Mar 22, 2022
  • State-registered IARs · 12 to 11
    Mar 17, 2021 to Mar 22, 2022
Signals
25 dated events
  • William Andrew Groth left 9258 Wealth Management, Llc for Waverly Advisors, Llc (registered 2024-10-22)
    Dec 2, 2024 · Advisor changed firm · fact
  • Clayton Michael Reynolds left 9258 Wealth Management, Llc for Waverly Advisors, Llc (registered 2024-10-22)
    Dec 2, 2024 · Advisor changed firm · fact
  • Cathy Renee Waters left 9258 Wealth Management, Llc for Waverly Advisors, Llc (registered 2024-10-22)
    Dec 2, 2024 · Advisor changed firm · fact
  • Edwina Louise Martin left 9258 Wealth Management, Llc for Waverly Advisors, Llc (registered 2024-10-22)
    Dec 2, 2024 · Advisor changed firm · fact
  • Dinah Frances Bird-Westerfield left 9258 Wealth Management, Llc for Keating Financial Advisory Services (registered 2025-05-23)
    Dec 2, 2024 · Advisor changed firm · fact
  • Clarissa Ann Warner left 9258 Wealth Management, Llc for Waverly Advisors, Llc (registered 2024-10-22)
    Dec 2, 2024 · Advisor changed firm · fact
  • Thomas Edward Finley left 9258 Wealth Management, Llc for Waverly Advisors, Llc (registered 2024-10-22)
    Dec 2, 2024 · Advisor changed firm · fact
  • Walter Bishop Lunsford left 9258 Wealth Management, Llc for Waverly Advisors, Llc (registered 2024-10-22)
    Dec 2, 2024 · Advisor changed firm · fact
  • Joseph Peyton Belew left 9258 Wealth Management, Llc for Waverly Advisors, Llc (registered 2024-10-22)
    Dec 2, 2024 · Advisor changed firm · fact
  • Jacob Robert Petrie left 9258 Wealth Management, Llc for Waverly Advisors, Llc (registered 2024-10-22)
    Dec 2, 2024 · Advisor changed firm · fact
  • Peter Charles Bohrofen left 9258 Wealth Management, Llc for Waverly Advisors, Llc (registered 2024-10-22)
    Dec 2, 2024 · Advisor changed firm · fact
  • 9258 Wealth Management, LLC's advisors moved to Waverly Advisors, LLC (Blue Ash, OH): 10 of 11 registered, on the same day
    Dec 2, 2024 · Firm absorbed (people side) · derived
  • John Mathew Gehri left 9258 Wealth Management, Llc for Strategic Wealth Investment Group, Llc (registered 2024-06-20)
    Jun 14, 2024 · Advisor changed firm · fact
  • Dean Robert Johns left 9258 Wealth Management, Llc for Avantax Advisory Services (registered 2024-05-16)
    May 16, 2024 · Advisor changed firm · fact
  • Mary Kay Cunningham left 9258 Wealth Management, Llc for J.P. Morgan Securities Llc (registered 2024-05-21)
    May 13, 2024 · Advisor changed firm · fact
  • Eric Joseph Fessler left 9258 Wealth Management, Llc for Stratos Wealth Advisors Llc (registered 2026-01-29)
    Jan 30, 2024 · Advisor changed firm · fact
  • Jackson Timothy Mahorney left 9258 Wealth Management, Llc for Rockefeller Capital Management (registered 2022-12-09)
    Nov 16, 2022 · Advisor changed firm · fact
  • Luther Shawn Fishbaugh (Chief Investment Officer) no longer on Schedule A of 9258 Wealth Management, Llc (listed 2022-08-09, absent 2022-09-19)
    Sep 19, 2022 · Control person left · inference
  • Jason A Phipps left 9258 Wealth Management, Llc for Park Avenue Securities Llc (registered 2022-08-11)
    Aug 1, 2022 · Advisor changed firm · fact
  • Matthew Walter Tarka left 9258 Wealth Management, Llc for Horan Wealth Management (registered 2022-03-22)
    Mar 17, 2022 · Advisor changed firm · fact
  • 9258 Wealth Management, Llc reported RAUM $822.9M, up 56% from $529.0M (2020-10-12 to 2021-03-17)
    Mar 17, 2021 · RAUM change · derived
  • Larry Langefels (Chief Financial Officer) appeared on Schedule A of 9258 Wealth Management, Llc
    Mar 17, 2021 · Control person joined · fact
  • 9258 Wealth Management, Llc reported RAUM $529.0M, up 43% from $369.7M (2019-06-24 to 2020-03-27)
    Mar 27, 2020 · RAUM change · derived
  • Luther Shawn Fishbaugh (Chief Investment Officer) appeared on Schedule A of 9258 Wealth Management, Llc
    Mar 18, 2019 · Control person joined · fact
  • 9258 Wealth Management, Llc filed its initial SEC registration (Form ADV)
    Nov 14, 2017 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor
n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026