RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- M••••• S•••••• wirehouse currentsince Feb 23, 2026 · Sandy, Ut
- F••••••• P••••••• A•• W•••••••• A••••••• formerFeb 28, 2022 to Oct 4, 2024 · Edina, Mn
- E•••••• C•••••• M••••••••• L•• formerNov 25, 2016 to Jan 26, 2022 · Sandy, Ut
- E•••••• C•••••• M••••••••• L•• formerJul 30, 2013 to Sep 10, 2015 · Arlington, Va
- F••••••• P••••••• A•• W•••••••• A••••••• to M••••• S••••••left Oct 4, 2024, registered Feb 23, 2026 (507 days) · Affiliated broker-dealer or bank to wirehouse
- E•••••• C•••••• M••••••••• L•• to F••••••• P••••••• A•• W•••••••• A•••••••left Jan 26, 2022, registered Feb 28, 2022 (33 days) · RIA to affiliated broker-dealer or bank
- M•••••• W••• left F••••••• P••••••• A•• W•••••••• A••••••• for M••••• S•••••• (registered 2026-02-23)Oct 4, 2024 · Advisor changed firm · fact
- M•••••• W••• left E•••••• C•••••• M••••••••• L•• for F••••••• P••••••• A•• W•••••••• A••••••• (registered 2022-02-28)Jan 26, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address