DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

K••• A••••••

U•• F•••••••• S••••••• I•••wirehouseFlorham Park, Njdual registrantIAPD 6117516

Feed of 09/14/2026

Also filed as K••• A••••••

At current firm

0 y

since Jun 8, 2026

In the industry

11 y

since Jan 1, 2015 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

U•• F•••••••• S••••••• I••• wirehouse current
since Jun 8, 2026 · Florham Park, Nj
M••••• S•••••• wirehouse
Apr 22, 2025 to May 25, 2026 · West Orange, Nj
U•• F•••••••• S••••••• I••• wirehouse
Sep 5, 2018 to Apr 14, 2025 · New York, Ny
M••••• S•••••• wirehouse
Oct 19, 2015 to Apr 3, 2018 · Nashville, Tn

Moves

a registration end followed by a registration begin elsewhere

M••••• S•••••• to U•• F•••••••• S••••••• I•••
left May 25, 2026, registered Jun 8, 2026 (14 days) · Wirehouse to wirehouse
U•• F•••••••• S••••••• I••• to M••••• S••••••
left Apr 14, 2025, registered Apr 22, 2025 (8 days) · Wirehouse to wirehouse
M••••• S•••••• to U•• F•••••••• S••••••• I•••
left Apr 3, 2018, registered Sep 5, 2018 (155 days) · Wirehouse to wirehouse

Signals

K••• A•••••• left M••••• S•••••• for U•• F•••••••• S••••••• I••• (registered 2026-06-08)
May 25, 2026 · Advisor changed firm · fact
K••• A•••••• left U•• F•••••••• S••••••• I••• for M••••• S•••••• (registered 2025-04-22)
Apr 14, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 11derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address