RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
W••••• J••••• W••••
- S•••• W••••• P••••••• L•• independent RIA currentsince Apr 9, 2020 · Lafayette, La
- P••••• I••••••••• A••••••• L•• state registeredSep 30, 2016 to Jun 2, 2020 · Lafayette, La
- O•••• I••••••••• I••• BD affiliatedJul 1, 2016 to Jul 18, 2016 · Altanta, Ga
- E•••• N••••••• S••••••••• I••• formerJan 3, 2015 to Jul 1, 2016 · Lafayette, La
- P••••• I••••••••• A••••••• L•• to S•••• W••••• P••••••• L••left Jun 2, 2020, registered Apr 9, 2020 (-54 days) · Other · moved with a team
- O•••• I••••••••• I••• to P••••• I••••••••• A••••••• L••left Jul 18, 2016, registered Sep 30, 2016 (74 days) · Other
- E•••• N••••••• S••••••••• I••• to O•••• I••••••••• I•••left Jul 1, 2016, registered Jul 1, 2016 (0 days) · corporate re-registration, not a move
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address