DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
S•••• W••••• P••••••• L••
Latest filing Mar 17, 2026
First filing on the tape Feb 26, 2024 · 5 filings
SEC status approved since Mar 27, 2024
RAUM
$143M
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
100%
$143M individuals and HNW
Advisors
7
registered through the firm on IAPD
RAUM per advisor
$20.4M
derived; firm RAUM over IAPD count
Employees
6
6 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
5 filings and snapshots on the tape
RAUM$143M as of Mar 17, 2026
Apr 16, 2025$118M then
HNW client RAUM$80.1M as of Mar 17, 2026
Apr 16, 2025$69.0M then
State-registered IARs (5.B.3)6 as of Mar 17, 2026
Apr 16, 20255 then
Employees (5.A)6 as of Mar 17, 2026
Apr 16, 20255 then
Private funds: no history
RAUM +21% over the last fiscal yearIARs 5 to 6
Practice profile
derived from the filing of Mar 17, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $20.4MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 54derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.9MderivedHNW RAUM over HNW clients
- Average account
- $190,507derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 99%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 0.9derivedItem 5.A over advisors
- Advisors per office
- 3.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +21%derivedbetween the last two annual amendments
- Advisor growth, one year
- +20%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +9.6%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, educational seminarsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$80.1M56%
- Individuals$62.7M44%
- Individual clients
- 347reported
- HNW clients
- 28reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 750reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
7 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| R•••••• A•••••••• H••••• | Lafayette, La | Apr 9, 2020 | 11 y | 3 |
| W••••• J••••• W•••• | Lafayette, La | Apr 9, 2020 | 11 y | 3 |
| W•••••• C••••• B•••••• | Lafayette, La | Apr 30, 2020 | 20 y | 1 |
| H••••• B••••• M•••••••• | Lafayette, La | Aug 31, 2021 | 11 y | 2 |
| T•••• J•••• D••••••• | Lafayette, La | Dec 20, 2022 | 17 y | 3 |
| S••• E•••••••• G••••••• | Lafayette, La | Oct 16, 2023 | 15 y | 0 |
| J••••• L• J••••• S••••• | Lafayette, La | Aug 14, 2025 | 10 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- T•••• J•••• D••••••• from S•••• W••••• M••••••••• L••Dec 20, 2022 · Affiliated broker-dealer or bank to independent RIA
- H••••• B••••• M•••••••• from F•••• H•••••• A•••••••• I••Aug 31, 2021 · RIA to RIA
- W•••••• C••••• B•••••• from I•••••••• R••• L••Apr 30, 2020 · RIA to RIA
- R•••••• A•••••••• H••••• from P••••• I••••••••• A••••••• L••Apr 9, 2020 · Other
- W••••• J••••• W•••• from P••••• I••••••••• A••••••• L••Apr 9, 2020 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from P••••• I••••••••• A••••••• L••Jun 2, 2020 · Lafayette, La
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- H•••••• R••••••• A•••••••• · Manager / Membercontrolsince 11/2019 · owns 50% to 75%
- W••••• W•••••• J••••• · Manager / Member / Chief Compliance Officercontrolsince 11/2019 · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Lafayette, La · principal | 7 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Lafayette, LA1 employees
What changed
consecutive filings, newest first
- Accounts · 669 to 750Nov 25, 2025 to Mar 17, 2026
- Advisory employees · 5 to 6Nov 25, 2025 to Mar 17, 2026
- HNW clients · 25 to 28Nov 25, 2025 to Mar 17, 2026
- Individual clients · 317 to 347Nov 25, 2025 to Mar 17, 2026
- Employees · 5 to 6Nov 25, 2025 to Mar 17, 2026
- State-registered IARs · 5 to 6Nov 25, 2025 to Mar 17, 2026
- Discretionary RAUM · $118M to $142MNov 25, 2025 to Mar 17, 2026
- HNW RAUM · $69.0M to $80.1MNov 25, 2025 to Mar 17, 2026
- Individual RAUM · $49.4M to $62.7MNov 25, 2025 to Mar 17, 2026
- Non-discretionary RAUM · $0 to $937,000Nov 25, 2025 to Mar 17, 2026
- RAUM · $118M to $143MNov 25, 2025 to Mar 17, 2026
- Financial planning clients · 0 to 0Apr 16, 2025 to Nov 25, 2025
- Accounts · 652 to 669Oct 4, 2024 to Apr 16, 2025
- HNW clients · 18 to 25Oct 4, 2024 to Apr 16, 2025
- Individual clients · 311 to 317Oct 4, 2024 to Apr 16, 2025
- Discretionary RAUM · $101M to $118MOct 4, 2024 to Apr 16, 2025
- HNW RAUM · $52.0M to $69.0MOct 4, 2024 to Apr 16, 2025
- Individual RAUM · $49.0M to $49.4MOct 4, 2024 to Apr 16, 2025
- Non-discretionary RAUM · $1.0M to $0Oct 4, 2024 to Apr 16, 2025
- RAUM · $102M to $118MOct 4, 2024 to Apr 16, 2025
Signals
1 dated events
- S•••• W••••• P••••••• L•• filed its initial SEC registration (Form ADV)Feb 26, 2024 · ria f•••• adv filing · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@stone-wealth.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business email
- tj@stone-wealth.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business email
- alex@stone-wealth.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business email
- beau@stone-wealth.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business email
- butch@stone-wealth.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 337-344-9148reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 337-321-2256reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 337-502-8824reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- stone-wealth.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 337-660-2334reportedpublic record, Form ADV, Mar 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $20.4Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026