RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••••• L•••• J••••••
- F•••• P••••••• W•••••• L•• independent RIA currentsince Jul 1, 2024 · Fairfax, Va
- B••••••••• S•••••••• W•••••• L•• formerAug 1, 2017 to Jul 1, 2024 · Fairfax, Va
- F•••• W••••• M••••••••• L••• formerNov 10, 2015 to Aug 1, 2017 · Fairfax, Va
- B••••••••• W••••• • F•••••••• M••••••••• L•• formerNov 14, 2013 to Nov 6, 2015 · Bethesda, Md
- B••••••••• S•••••••• W•••••• L•• to F•••• P••••••• W•••••• L••left Jul 1, 2024, registered Jul 1, 2024 (0 days) · corporate re-registration, not a move
- F•••• W••••• M••••••••• L••• to B••••••••• S•••••••• W•••••• L••left Aug 1, 2017, registered Aug 1, 2017 (0 days) · Other · moved with a team
- B••••••••• W••••• • F•••••••• M••••••••• L•• to F•••• W••••• M••••••••• L•••left Nov 6, 2015, registered Nov 10, 2015 (4 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address