DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Feed of 09/14/2026
At current firm
4 y
since Nov 22, 2021
In the industry
10 y
since Apr 1, 2016 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Berone Capital LLC state registered currentsince Nov 22, 2021 · Acworth, Ga
- Alexander Capital Wealth Management LLC independent RIAMay 11, 2020 to Aug 2, 2021 · Marietta, Ga
- Centaurus Financial, Inc. BD affiliatedJan 31, 2019 to Apr 30, 2020 · Atlanta, Ga
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseJan 20, 2017 to Jul 18, 2018 · Fort Lauderdale, Fl
Moves
a registration end followed by a registration begin elsewhere
- Alexander Capital Wealth Management LLC to Berone Capital LLCleft Aug 2, 2021, registered Nov 22, 2021 (112 days) · RIA to a state-registered adviser
- Centaurus Financial, Inc. to Alexander Capital Wealth Management LLCleft Apr 30, 2020, registered May 11, 2020 (11 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Centaurus Financial, Inc.left Jul 18, 2018, registered Jan 31, 2019 (197 days) · Wirehouse to affiliated broker-dealer or bank
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address