RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
F•••••• F•••
- C••••••• institutional currentsince Dec 20, 2024 · Alexandria, Va
- C••••••• W••••• M••••••••• I••• formerSep 21, 2022 to Mar 28, 2025 · Alexandria, Va
- W••• G•••• C•••••• A••••••• formerOct 9, 2012 to Sep 7, 2022 · Fairfax, Va
- C••••••• W••••• M••••••••• I••• to C•••••••left Mar 28, 2025, registered Dec 20, 2024 (-98 days) · Other · moved with a team
- W••• G•••• C•••••• A••••••• to C••••••• W••••• M••••••••• I•••left Sep 7, 2022, registered Sep 21, 2022 (14 days) · RIA to RIA
- F•••••• F••• left C••••••• W••••• M••••••••• I••• for C••••••• (registered 2024-12-20)Mar 28, 2025 · Advisor changed firm · fact
- F•••••• F••• left W••• G•••• C•••••• A••••••• for C••••••• W••••• M••••••••• I••• (registered 2022-09-21)Sep 7, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address