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Registered advisor
F•••• M•••••
Feed of 09/14/2026
Also filed as Frank Mitchell
At current firm
1 y
since Oct 18, 2024
In the industry
13 y
since Feb 22, 2013 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Oct 18, 2024 · Sand Springs, Ok
- C••••• I••••••••• A••••••• L•• BD affiliatedJun 29, 2023 to Oct 24, 2024 · Sand Springs, Ok
- C••••• A•••••• N••••••• L•• formerAug 13, 2021 to Jun 29, 2023 · El Segundo, Ca
- E••••• J•••• national BDSep 5, 2014 to Aug 3, 2021 · Sand Springs, Ok
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseFeb 25, 2013 to Sep 12, 2014 · Tulsa, Ok
Moves
a registration end followed by a registration begin elsewhere
- C••••• I••••••••• A••••••• L•• to L•• F•••••••• L••left Oct 24, 2024, registered Oct 18, 2024 (-6 days) · Affiliated broker-dealer or bank to another
- C••••• A•••••• N••••••• L•• to C••••• I••••••••• A••••••• L••left Jun 29, 2023, registered Jun 29, 2023 (0 days) · corporate re-registration, not a move
- E••••• J•••• to C••••• A•••••• N••••••• L••left Aug 3, 2021, registered Aug 13, 2021 (10 days) · Affiliated broker-dealer or bank to another
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to E••••• J••••left Sep 12, 2014, registered Sep 5, 2014 (-7 days) · Wirehouse to affiliated broker-dealer or bank
Signals
- F•••• M••••• left C••••• I••••••••• A••••••• L•• for L•• F•••••••• L•• (registered 2024-10-18)Oct 24, 2024 · a•••••• firm change · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address