DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••••• M••••• R••••

C•••••••institutionalCosta Mesa, CaIA-onlyIAPD 6122413

Certified Financial Planner

Feed of 09/14/2026

Also filed as J••••• R••••

At current firm

0 y

since Feb 14, 2026

In the industry

13 y

since Jan 14, 2013 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••••• institutional current
since Feb 14, 2026 · Costa Mesa, Ca
A•••• C•••• I••••••••• L•• former
Jan 6, 2025 to Apr 30, 2026 · Costa Mesa, Ca
S••••••• W••••• M••••••••• L•• former
Mar 9, 2021 to Jan 7, 2025 · Irvine, Ca
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Jul 19, 2019 to Feb 17, 2021 · Irvine, Ca
W••••• F•••••••• S•••••••• L•• former
Feb 23, 2016 to Jul 16, 2019 · Riverside, Ca
C••• B•••••••• S•••••••• I••• former
Feb 19, 2014 to Feb 16, 2016 · Tustin, Ca
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Jan 16, 2013 to Feb 4, 2014 · Irvine, Ca

Moves

a registration end followed by a registration begin elsewhere

A•••• C•••• I••••••••• L•• to C•••••••
left Apr 30, 2026, registered Feb 14, 2026 (-75 days) · Other · moved with a team
S••••••• W••••• M••••••••• L•• to A•••• C•••• I••••••••• L••
left Jan 7, 2025, registered Jan 6, 2025 (-1 days) · RIA to RIA
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to S••••••• W••••• M••••••••• L••
left Feb 17, 2021, registered Mar 9, 2021 (20 days) · Wirehouse to independent RIA
W••••• F•••••••• S•••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Jul 16, 2019, registered Jul 19, 2019 (3 days) · RIA to wirehouse
C••• B•••••••• S•••••••• I••• to W••••• F•••••••• S•••••••• L••
left Feb 16, 2016, registered Feb 23, 2016 (7 days) · Other
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to C••• B•••••••• S•••••••• I•••
left Feb 4, 2014, registered Feb 19, 2014 (15 days) · Other

Signals

J••••• M••••• R•••• left A•••• C•••• I••••••••• L•• for Captrust (registered 2026-02-14)
Apr 30, 2026 · Advisor changed firm · fact
J••••• M••••• R•••• left S••••••• W••••• M••••••••• L•• for A•••• C•••• I••••••••• L•• (registered 2025-01-06)
Jan 7, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Institutional managerderived
Years in industry: 13derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address