DFX Intelligence
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Feed of 09/14/2026
Also filed as B••• D• J••••••
At current firm
2 y
since May 22, 2024
In the industry
13 y
since Nov 30, 2012 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Professional profileWhat is shown hereOnly business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
what the firm itself publishes, with the page it was read from
- Title
- Senior Vice President, Senior Wealth Managerreportedlidoadvisors.comfirm site, Sep 15, 2026
- Professional profile
- ••• Lockedreportedlidoadvisors.comfirm site, Sep 15, 2026
Registration history
IAPD current and previous registrations
- L••• independent RIA currentsince May 22, 2024 · Los Angeles, Ca
- U•• F•••••••• S••••••• I••• wirehouseJul 29, 2013 to May 23, 2024 · Los Angeles, Ca
Moves
a registration end followed by a registration begin elsewhere
- U•• F•••••••• S••••••• I••• to L•••left May 23, 2024, registered May 22, 2024 (-1 days) · Wirehouse to independent RIA
Signals
- ••• LockedMay 23, 2024 · Advisor changed firm · fact
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address