J••• P•••••• L•••••••••

• E•••••• A••••••• G••••• L•• BD affiliated current
  since Nov 27, 2024 · Mexia, Tx
• C•••••• S••••• • C••• I••• national BD
  Apr 20, 2023 to Jun 20, 2024 · Westlake, Tx
• T• A••••••••• I••••••••• M••••••••• L•• former
  Aug 31, 2017 to Aug 14, 2023 · Fort Worth, Tx
• T• A••••••••• I••• former
  Aug 31, 2017 to Oct 14, 2022 · Westlake, Tx

• C•••••• S••••• • C••• I••• to E•••••• A••••••• G••••• L••
  left Jun 20, 2024, registered Nov 27, 2024 (160 days) · Affiliated broker-dealer or bank to another
• T• A••••••••• I••••••••• M••••••••• L•• to C•••••• S••••• • C••• I•••
  left Aug 14, 2023, registered Apr 20, 2023 (-116 days) · channel change inside one enterprise, not a move · moved with a team
• T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••
  left Oct 14, 2022, registered Aug 31, 2017 (-1870 days) · corporate re-registration, not a move

• ••• Locked
  Jun 20, 2024 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

13derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address